MidWestOne Financial Group, Inc. 4

4 · MidWestOne Financial Group, Inc. · Filed Jan 22, 2014

Form 4

Period: 2014-01-18

EVP, CFO & Treasurer

Transactions

Holdings

Common Stock
(indirect: By ESOP)
1,810
Common Stock
(indirect: By IRA)
10,000
Common Stock
(indirect: By IRA)
1,500
Employee Stock Option (Right to Buy)
Exercise: $16.69Exp: 2018-04-01→ Common Stock (500 underlying)
500
Employee Stock Option (Right to Buy)
Exercise: $7.02Exp: 2019-07-16→ Common Stock (4,800 underlying)
4,800
Employee Stock Option (Right to Buy)
Exercise: $9.34Exp: 2019-01-22→ Common Stock (500 underlying)
500

Footnotes (6)

[F1]Restricted Stock Units withheld to pay payroll taxes due upon vesting and issuance of Restricted Stock Units shares on January 18, 2014.
[F2]Restricted Stock Units withheld to pay payroll taxes due upon vesting and issuance of Restricted Stock Units shares on January 21, 2014.
[F3]Shares held in the MidWestOne Financial Group, Inc. Employee Stock Ownership Plan as of December 31, 2013. Shares increased by 10 shares since the date of the reporting person's last filing due to additional shares allocated to the reporting person's ESOP account.
[F4]The option vests in four equal annual installments beginning on April 1, 2009.
[F5]The option vests in four equal annual installments beginning on January 22, 2010.
[F6]The option vests in four equal annual installments beginning on July 16, 2010.

Documents

1 file