MidWestOne Financial Group, Inc. 4
4 · MidWestOne Financial Group, Inc. · Filed Jan 22, 2014
Insider Transaction Report
Form 4
POTHOVEN JOHN P
Director
Transactions
- Tax Payment
Common Stock
[F1]2014-01-18$25.58/sh−35$895→ 3,137 total(indirect: By Spouse) - Tax Payment
Common Stock
[F2]2014-01-21$25.63/sh−97$2,486→ 3,040 total(indirect: By Spouse) - Exercise/Conversion
Common Stock
2014-01-21$16.69/sh+500$8,345→ 3,540 total(indirect: By Spouse) - Exercise/Conversion
Stock Option (Right to Buy)
2014-01-21−500→ 0 total(indirect: By Spouse)Exercise: $16.69From: 2009-04-01Exp: 2018-04-01→ Common Stock (500 underlying)
Holdings
- 27,754
Common Stock
- 51,205(indirect: By IRA)
Common Stock
- 1,233(indirect: By Spouse)
Common Stock
[F3] - 500(indirect: By Spouse)
Stock Option (Right to Buy)
Exercise: $9.34From: 2010-01-22Exp: 2019-01-22→ Common Stock (500 underlying)
Footnotes (3)
- [F1]Restricted Stock Units withheld to pay payroll taxes due upon vesting and issuance of Restricted Stock Units shares on January 18, 2014.
- [F2]Restricted Stock Units withheld to pay payroll taxes due upon vesting and issuance of Restricted Stock Units shares on January 21, 2014.
- [F3]Shares held in the MidWestOne Financial Group, Inc. Employee Stock Ownership Plan as of December 31, 2013. Shares increased by 7 shares since the date of the reporting person's last filing due to additional shares allocated to the reporting person's ESOP account.
Signature
Kenneth R. Urmie, under Power of Attorney dated January 22, 2009|2014-01-22