MidWestOne Financial Group, Inc. 4/A
4/A · MidWestOne Financial Group, Inc. · Filed Jan 24, 2014
Insider Transaction Report
Form 4/AAmended
POTHOVEN JOHN P
Director
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2014-01-21−500→ 0 total(indirect: By Spouse)Exercise: $16.69From: 2009-04-01Exp: 2018-04-01→ Common Stock (500 underlying) - Tax Payment
Common Stock
2014-01-18$25.58/sh−35$895→ 3,137 total(indirect: By Spouse) - Tax Payment
Common Stock
2014-01-21$25.63/sh−97$2,486→ 3,040 total(indirect: By Spouse) - Exercise/Conversion
Common Stock
2014-01-21$16.69/sh+500$8,345→ 3,540 total(indirect: By Spouse)
Holdings
- 27,754
Common Stock
- 300(indirect: By Children)
Common Stock
- 1,233(indirect: By Spouse)
Common Stock
- 51,205(indirect: By IRA)
Common Stock
- 500(indirect: By Spouse)
Stock Option (Right to Buy)
Exercise: $9.34From: 2010-01-22Exp: 2019-01-22→ Common Stock (500 underlying)
Footnotes (4)
- [F1]Registered to self as custodian for minor grandchild under Uniform Transfers to Minors Act. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- [F2]Restricted Stock Units withheld to pay payroll taxes due upon vesting and issuance of Restricted Stock Units shares on January 18, 2014.
- [F3]Restricted Stock Units withheld to pay payroll taxes due upon vesting and issuance of Restricted Stock Units shares on January 21, 2014.
- [F4]Shares held in the MidWestOne Financial Group, Inc. Employee Stock Ownership Plan as of December 31, 2013. Shares increased by 7 shares since the date of the reporting person's last filing due to additional shares allocated to the reporting person's ESOP account.