MidWestOne Financial Group, Inc. 4

4 · MidWestOne Financial Group, Inc. · Filed Feb 19, 2014

Form 4

Period: 2014-02-15

EVP & Chief Lending Officer

Transactions

Holdings

Common Stock
(indirect: By Limited Liability Corporation)
7,400
Employee Stock Option (Right to Buy)
Exercise: $9.34Exp: 2019-01-22→ Common Stock (1,500 underlying)
1,500
Common Stock
(indirect: By ESOP)
2,200
Common Stock
(indirect: By IRA)
2,300
Employee Stock Option (Right to Buy)
Exercise: $16.69Exp: 2018-04-01→ Common Stock (3,000 underlying)
3,000

Footnotes (8)

[F1]Shares were acquired pursuant to a grant of restricted stock units which vest in four equal annual installments beginning February 15, 2015.
[F2]Restricted Stock Units withheld to pay payroll taxes due upon vesting and issuance of Restricted Stock Units shares from February 15, 2013 award, issued on February 15, 2014.
[F3]Shares have been reduced by 510 shares as a result of reporting person directing that net shares resulting from 2/15/14 RSU vesting be settled in the name of his spouse.
[F4]Shares held in the MidWestOne Financial Group, Inc. Employee Stock Ownership Plan as of December 31, 2013.
[F5]Shares have been increased by 510 shares as a result of reporting person directing that net shares resulting from 2/15/14 RSU vesting be settled in the name of his spouse.
[F6]The reporting person is the managing member for the Jehle Family, LLC, and has investment and voting power over all the shares. The reporting person has a 25% ownership interest in the Jehle Family, LLC.
[F7]The option vests in four equal annual installments beginning on April 1, 2009.
[F8]The option vests in four equal annual installments beginning on January 22, 2010.

Documents

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