MidWestOne Financial Group, Inc. 4
4 · MidWestOne Financial Group, Inc. · Filed Nov 21, 2014
Insider Transaction Report
Form 4
POTHOVEN JOHN P
Director
Transactions
- Exercise/Conversion
Common Stock
2014-11-21$9.34/sh+500$4,670→ 4,540 total(indirect: By Spouse) - Exercise/Conversion
Stock Option (Right to Buy)
2014-11-21−500→ 0 total(indirect: By Spouse)Exercise: $9.34From: 2010-01-22Exp: 2019-01-22→ Common Stock (500 underlying)
Holdings
- 28,254
Common Stock
- 300(indirect: By Children)
Common Stock
[F1] - 50,005(indirect: By IRA)
Common Stock
- 1,488(indirect: By Spouse)
Common Stock
[F2]
Footnotes (2)
- [F1]Registered to self as custodian for minor grandchild under Uniform Transfers to Minors Act. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- [F2]Shares held in the MidWestOne Financial Group, Inc. Employee Stock Ownership Plan as of November 21, 2014. Shares increased by 9 shares as a result of allocations made to the reporting person's spouse's account since the date of the reporting person's last Form filing.
Signature
Kenneth R. Urmie, under Power of Attorney dated January 22, 2009|2014-11-21