MidWestOne Financial Group, Inc. 4

4 · MidWestOne Financial Group, Inc. · Filed Feb 16, 2016

Form 4

Period: 2016-02-15

EVP & Chief Lending Officer

Transactions

Holdings

Common Stock
(indirect: By IRA)
2,300
Employee Stock Option (Right to Buy)
Exercise: $16.69Exp: 2018-04-01→ Common Stock (3,000 underlying)
3,000
Common Stock
(indirect: By Limited Liability Corporation)
7,400
Common Stock
(indirect: By ESOP)
2,986
Common Stock
(indirect: By Spouse)
1,000
Employee Stock Option (Right to Buy)
Exercise: $9.34Exp: 2019-01-22→ Common Stock (1,500 underlying)
1,500

Footnotes (5)

[F1]Shares were acquired pursuant to a grant of restricted stock units which vest in four equal annual installments beginning February 15, 2017.
[F2]Shares held in the MidWestOne Financial Group, Inc. Employee Stock Ownership Plan as of February 15, 2016. Shares increased by 363 shares since the date of the reporting person's last filing due to additional shares allocated to the reporting person's ESOP account.
[F3]The reporting person is the managing member for the Jehle Family, LLC, and has investment and voting power over all the shares. The reporting person has a 25% ownership interest in the Jehle Family, LLC.
[F4]The option vests in four equal annual installments beginning on April 1, 2009.
[F5]The option vests in four equal annual installments beginning on January 22, 2010.

Documents

1 file