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4/A//SEC Filing

MidWestOne Financial Group, Inc. 4/A

Accession 0001412665-16-000130

$MOFGCIK 0001412665operating
View on SEC.govCompany Profile

Filed

Feb 25, 7:00 PM ET

Accepted

Feb 26, 11:35 AM ET

Size

13.1 KB

Accession

0001412665-16-000130

Insider Transaction Report

Form 4/AAmended
Period: 2016-02-15
MidWestOne Financial Group, Inc.MOFG
Ortale Gary John
EVP, CFO & Treasurer
Transactions
  • Award

    Common Stock

    2016-02-15+1,500→ 9,762 total
  • Tax Payment

    Common Stock

    2016-02-15$26.45/sh−563$14,891→ 9,199 total
Holdings

  • Common Stock

    (indirect: By ESOP)
    2,580

  • Common Stock

    (indirect: By IRA)
    10,000

  • Common Stock

    (indirect: By IRA)
    1,500

  • Employee Stock Option (Right to Buy)

    Exercise: $16.69Exp: 2018-04-01→ Common Stock (500 underlying)
    500

  • Employee Stock Option (Right to Buy)

    Exercise: $9.34Exp: 2019-01-22→ Common Stock (500 underlying)
    500

  • Employee Stock Option (Right to Buy)

    Exercise: $7.02Exp: 2019-07-16→ Common Stock (4,800 underlying)
    4,800
Footnotes (6)
  • [F1]Shares were acquired pursuant to a grant of restricted stock units which vest in four equal annual installments beginning February 15, 2017.
  • [F2]Restricted Stock Units withheld to pay payroll taxes due upon vesting and issuance of Restricted Stock Units shares from February 15, 2012, February 15, 2013, February 15, 2014 and February 15, 2015 awards, issued on February 15, 2016.
  • [F3]Shares held in the MidWestOne Financial Group, Inc. Employee Stock Ownership Plan as of February 15, 2016. Shares have increased by 358 shares since the reporting person's last Form filing as a result of allocations made by the company to the reporting person's account.
  • [F4]The option vests in four equal annual installments beginning on April 1, 2009.
  • [F5]The option vests in four equal annual installments beginning on January 22, 2010.
  • [F6]The option vests in four equal annual installments beginning on July 16, 2010.

Documents

1 file

Issuer

MidWestOne Financial Group, Inc.

CIK 0001412665

→
Entity typeoperating
IncorporatedIA

Related Parties

1
  • filerCIK 0001412665

Filing Metadata

Form type
4/A
Filed
Feb 25, 7:00 PM ET
Accepted
Feb 26, 11:35 AM ET
Size
13.1 KB
View on SEC.gov