MidWestOne Financial Group, Inc. 4

4 · MidWestOne Financial Group, Inc. · Filed Feb 17, 2017

Form 4

Period: 2017-02-15

EVP & Chief Lending Officer

Transactions

Holdings

Common Stock
(indirect: By ESOP)
3,412
Common Stock
(indirect: By Limited Liability Corporation)
7,400
Employee Stock Option (Right to Buy)
Exercise: $16.69Exp: 2018-04-01→ Common Stock (3,000 underlying)
3,000
Employee Stock Option (Right to Buy)
Exercise: $9.34Exp: 2019-01-22→ Common Stock (1,500 underlying)
1,500
Common Stock
(indirect: By IRA)
2,300
Common Stock
(indirect: By Spouse)
1,000

Footnotes (6)

[F1]Shares were acquired pursuant to a grant of restricted stock units which vest in four equal annual installments beginning February 15, 2018.
[F2]Restricted Stock Units withheld to pay payroll taxes due upon vesting and issuance of Restricted Stock Units shares on February 15, 2017.
[F3]Shares held in the MidWestOne Financial Group, Inc. Employee Stock Ownership Plan as of February 15, 2017. Shares increased by 426 shares since the date of the reporting person's last filing due to additional shares allocated to the reporting person's ESOP account.
[F4]The reporting person is the managing member for the Jehle Family, LLC, and has investment and voting power over all the shares. The reporting person has a 25% ownership interest in the Jehle Family, LLC.
[F5]The option vests in four equal annual installments beginning on April 1, 2009.
[F6]The option vests in four equal annual installments beginning on January 22, 2010.

Documents

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