PERICOM SEMICONDUCTOR CORP 4

Accession 0001413160-15-000098

CIK 0001001426operating

View on SEC.gov Company Profile

Filed

Nov 24, 7:00 PM ET

Accepted

Nov 25, 5:58 PM ET

Size

36.2 KB

Accession

0001413160-15-000098

Insider Transaction Report

Form 4

Period: 2015-11-24

PERICOM SEMICONDUCTOR CORPPSEM

HUI ALEX CHI MING

DirectorPresident & CEOOther

Transactions

Disposition to Issuer
Common Stock
2015-11-24$17.75/sh−174,393$3,095,476→ 0 total
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2015-11-24$17.75/sh−14,208$252,192→ 10,979 total
Exercise: $7.65From: 2013-10-20Exp: 2023-09-20→ Common Stock (14,208 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2015-11-24$17.75/sh−906$16,082→ 14,500 total
Exercise: $7.81From: 2012-01-12Exp: 2021-12-12→ Common Stock (906 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2015-11-24$17.75/sh−10,979$194,877→ 0 total
Exercise: $7.65From: 2013-10-20Exp: 2023-09-20→ Common Stock (10,979 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2015-11-24$17.75/sh−14,500$257,375→ 0 total
Exercise: $7.81From: 2012-01-12Exp: 2021-12-12→ Common Stock (14,500 underlying)
Disposition to Issuer
Common Stock
2015-11-24$17.75/sh−593,256$10,530,294→ 174,393 total
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2015-11-24$17.75/sh−50,000$887,500→ 0 total
Exercise: $8.40From: 2010-07-31Exp: 2016-07-31→ Common Stock (50,000 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2015-11-24$17.75/sh−43,400$770,350→ 0 total
Exercise: $8.55From: 2010-10-13Exp: 2020-09-13→ Common Stock (43,400 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2015-11-24$17.75/sh−9,029$160,265→ 30,371 total
Exercise: $8.85From: 2012-11-02Exp: 2022-10-02→ Common Stock (9,029 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2015-11-24$17.75/sh−30,371$539,085→ 0 total
Exercise: $8.85From: 2012-11-02Exp: 2022-10-02→ Common Stock (30,371 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2015-11-24$17.75/sh−7,610$135,078→ 20,490 total
Exercise: $9.18From: 2015-11-24Exp: 2024-10-10→ Common Stock (7,610 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2015-11-24$17.75/sh−20,490$363,698→ 0 total
Exercise: $9.18From: 2014-11-10Exp: 2024-10-10→ Common Stock (20,490 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2015-11-24$17.75/sh−55,700$988,675→ 0 total
Exercise: $10.01From: 2009-12-10Exp: 2019-11-10→ Common Stock (55,700 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2015-11-24$17.75/sh−14,500$257,375→ 45,500 total
Exercise: $14.94From: 2007-11-30Exp: 2017-10-31→ Common Stock (14,500 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2015-11-24$17.75/sh−45,500$807,625→ 0 total
Exercise: $14.94From: 2007-11-30Exp: 2017-10-31→ Common Stock (45,500 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2015-11-24$17.75/sh−48,000$852,000→ 0 total
Exercise: $15.45From: 2009-08-11Exp: 2018-08-11→ Common Stock (48,000 underlying)

Footnotes (3)

[F1]Disposed of pursuant to the Agreement and Plan of Merger dated as of September 2, 2015, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of November 6, 2015 (the "Merger Agreement" and the transactions contemplated therein, the "Merger"), by and among Diodes Incorporated, PSI Merger Sub, Inc. (a wholly owned subsidiary of Diodes) and Pericom Semiconductor Corporation (?Pericom?), whereby each share of Pericom common stock was canceled in exchange for $17.75 in cash, without interest.
[F2]Pursuant to the Merger Agreement, this option to purchase common stock was assumed by Diodes in the Merger on the same terms and conditions regarding vesting and exercisability, and automatically converted into restricted stock units.
[F3]Pursuant to the Merger Agreement, each option to purchase common stock was canceled and paid in cash assuming an exercise price of $17.75.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

PERICOM SEMICONDUCTOR CORP

CIK 0001001426

→

Entity typeoperating

IncorporatedCA

Related Parties

filerCIK 0001001426

Filing Metadata

Form type: 4
Filed: Nov 24, 7:00 PM ET
Accepted: Nov 25, 5:58 PM ET
Size: 36.2 KB

View on SEC.gov