Home/Filings/4/0001415889-12-000413
4//SEC Filing

Wallace Thomas L. Sr. 4

Accession 0001415889-12-000413

CIK 0001093207other

Filed

Mar 21, 8:00 PM ET

Accepted

Mar 22, 4:46 PM ET

Size

6.9 KB

Accession

0001415889-12-000413

Insider Transaction Report

Form 4
Period: 2012-02-03
Transactions
  • Sale

    Common Stock

    2012-02-03$4.80/sh130,000$624,000838,750 total
Transactions
  • Sale

    Common Stock

    2012-02-03$4.80/sh130,000$624,000838,750 total
Footnotes (1)
  • [F1]The reported securities consist of (i) 807,500 shares (the "Fund Shares") of common stock of the issuer held by Compass Global Fund, LTD ("Fund"), and 31,250 shares of common stock of the issuer held by Thomas L. Wallace. Fund is a share class of Compass Global Management, LTD. Mr. Wallace, as a Director and Manager of Compass, shares voting and dispositive power over the shares held by Fund. Mr. Wallace disclaims beneficial ownership of the Fund Securities (except to the extent of any pecuniary interest therein), and this report shall not be deemed an admission that he is the beneficial owner of such securities for any purpose.

Issuer

CROSSROADS SYSTEMS INC

CIK 0001093207

Entity typeother

Related Parties

1
  • filerCIK 0001540683

Filing Metadata

Form type
4
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 4:46 PM ET
Size
6.9 KB