5//SEC Filing
Herrin Richard 5
Accession 0001415889-13-000207
CIK 0001169770other
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 4:15 PM ET
Size
13.4 KB
Accession
0001415889-13-000207
Insider Transaction Report
Form 5
Herrin Richard
Other
Transactions
- Other
Common Stock
2012-04-02$11.56/sh+66.375$767→ 11,801.246 total - Other
Common Stock
2012-07-26$11.05/sh+11.607$128→ 11,801.246 total - Other
Common Stock
2012-01-03$9.94/sh+41.708$415→ 11,801.246 total - Other
Common Stock
2012-07-01$11.80/sh+67.37$795→ 11,801.246 total - Other
Common Stock
2012-12-31$11.91/sh+126.564$1,507→ 11,801.246 total
Holdings
- 65,000
Stock Option (Right to Purchase)
Exercise: $11.60Exp: 2020-11-17→ Common Stock (65,000 underlying)
Footnotes (6)
- [F1]Shares were acquired pursuant to the Registrant's 2011 Dividend Reinvestment Plan at a 3% discount to the closing price of the Registrant's Common Stock, as reported on Nasdaq, on the date of issuance.
- [F2]Represents the total amount of securities beneficially owned by the Reporting Person as of December 31, 2012.
- [F3]Shares were acquired pursuant to the Registrant's 2012 Dividend Reinvestment Plan at a 3% discount to the closing price of the Registrant's Common Stock, as reported on Nasdaq, on the date of issuance.
- [F4]Shares were acquired pursuant to the Registrant's 2012 Dividend Reinvestment Plan (the "Plan") to correct excessive tax witholdings deducted for shares previously issued under the Plan.
- [F5]43,334 shares are currently exercisable, with the remaining shares becoming exercisable on November 17, 2013.
- [F6]Represents derivative securities held as of December 31, 2012.
Documents
Issuer
FIRST PACTRUST BANCORP INC
CIK 0001169770
Entity typeother
Related Parties
1- filerCIK 0001506119
Filing Metadata
- Form type
- 5
- Filed
- Feb 11, 7:00 PM ET
- Accepted
- Feb 12, 4:15 PM ET
- Size
- 13.4 KB