Home/Filings/4/0001415889-13-001786
4//SEC Filing

HIPCRICKET, INC. 4

Accession 0001415889-13-001786

CIK 0001137204operating

Filed

Sep 8, 8:00 PM ET

Accepted

Sep 9, 9:07 PM ET

Size

30.9 KB

Accession

0001415889-13-001786

Insider Transaction Report

Form 4
Period: 2013-08-29
Virgin Thomas J.
Chief Financial Officer
Transactions
  • Disposition to Issuer

    Non-Qualified Stock Option

    2013-08-291,905317,500 total
    Exercise: $2.15Exp: 2016-12-28Common Stock (1,905 underlying)
  • Disposition to Issuer

    Incentive Stock Option

    2013-08-2921,089115,000 total
    Exercise: $3.10Exp: 2016-10-06Common Stock (21,089 underlying)
  • Award

    Incentive Stock Option

    2013-08-29+1,627189,644 total
    Exercise: $0.42Exp: 2016-08-23Common Stock (1,627 underlying)
  • Disposition to Issuer

    Non-Qualified Stock Option

    2013-08-2991,111226,389 total
    Exercise: $3.04Exp: 2016-08-23Common Stock (91,111 underlying)
  • Award

    Non-Qualified Stock Option

    2013-08-29+477175,001 total
    Exercise: $0.42Exp: 2016-12-28Common Stock (477 underlying)
  • Award

    Non-Qualified Stock Option

    2013-08-29+11,273200,917 total
    Exercise: $0.42Exp: 2016-10-06Common Stock (11,273 underlying)
  • Award

    Incentive Stock Option

    2013-08-29+3,013203,930 total
    Exercise: $0.42Exp: 2016-10-06Common Stock (3,013 underlying)
  • Disposition to Issuer

    Incentive Stock Option

    2013-08-29238,095319,405 total
    Exercise: $2.15Exp: 2016-12-28Common Stock (238,095 underlying)
  • Disposition to Issuer

    Incentive Stock Option

    2013-08-2911,389215,000 total
    Exercise: $3.04Exp: 2016-08-23Common stock (11,389 underlying)
  • Disposition to Issuer

    Non-Qualified Stock Option

    2013-08-2978,911136,089 total
    Exercise: $3.10Exp: 2016-10-06Common Stock (78,911 underlying)
  • Award

    Incentive Stock Option

    2013-08-29+59,524174,524 total
    Exercise: $0.42Exp: 2016-12-28Common Stock (59,524 underlying)
  • Award

    Non-Qualified Stock Option

    2013-08-29+13,016188,017 total
    Exercise: $0.42Exp: 2016-08-23Common Stock (13,016 underlying)
Footnotes (5)
  • [F1]Granted 12/29/2011 under the Company's 2010 Incentive Stock Option Plan (the "Plan") and vest 1/36th per month from original grant date.
  • [F2]On 08/29/2013, the issuer canceled, pursuant to the issuer's option exchange offer, options granted to the reporting person. In exchange the reporting person received replacement options, having an exercise price of $0.42 per share.
  • [F3]Granted 08/24/2011 under the Plan and vest 1/36th per month from original grant date.
  • [F4]Granted 10/07/2011 under the Plan and vest 1/36th per month from original grant date.
  • [F5]Replacement options retain vesting schedule of original options per the terms of the option exchange offer, with unvested options vesting 1/36th per month from original grant date.

Issuer

HIPCRICKET, INC.

CIK 0001137204

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001137204

Filing Metadata

Form type
4
Filed
Sep 8, 8:00 PM ET
Accepted
Sep 9, 9:07 PM ET
Size
30.9 KB