HIPCRICKET, INC.|4Sep 9, 9:09 PM ET

HIPCRICKET, INC. 4

4 · HIPCRICKET, INC. · Filed Sep 9, 2013

Form 4

Period: 2013-08-29

DirectorPresident

Transactions

Award
Incentive Stock Option
2013-08-29+59,524→ 209,524 total
Exercise: $0.42Exp: 2016-12-28→ Common Stock (59,524 underlying)
Disposition to Issuer
Non-Qualified Stock Option
2013-08-29−61,905→ 385,000 total
Exercise: $2.15Exp: 2016-12-28→ Common Stock (61,905 underlying)
Disposition to Issuer
Non-Qualified Stock Option
2013-08-29−202,106→ 150,000 total
Exercise: $3.04Exp: 2016-08-24→ Common Stock (202,106 underlying)
Disposition to Issuer
Incentive Stock Option
2013-08-29−238,095→ 446,905 total
Exercise: $2.15Exp: 2016-12-28→ Common Stock (238,095 underlying)
Award
Non-Qualified Stock Option
2013-08-29+15,477→ 225,001 total
Exercise: $0.42Exp: 2016-12-28→ Common stock (15,477 underlying)
Award
Non-Qualified Stock Option
2013-08-29+28,873→ 258,574 total
Exercise: $0.42Exp: 2016-08-24→ Common stock (28,873 underlying)
Award
Incentive Stock Option
2013-08-29+4,700→ 229,701 total
Exercise: $0.42Exp: 2016-08-24→ Common Stock (4,700 underlying)
Disposition to Issuer
Incentive Stock Option
2013-08-29−32,894→ 352,106 total
Exercise: $3.04Exp: 2016-08-24→ Common Stock (32,894 underlying)

Footnotes (4)

[F1]Granted 12/29/2011 under the Company's 2010 Incentive Stock Option Plan (the "Plan") and vest 1/36th per month from original grant date.
[F2]On 08/29/2013, the issuer canceled, pursuant to the issuer's option exchange offer, options granted to the reporting person. In exchange the reporting person received replacement options, having an exercise price of $0.42 per share.
[F3]Granted 08/25/2011 under the Plan and vest 1/36th per month from original grant date.
[F4]Replacement options retain vesting schedule of original options per the terms of the option exchange offer, with unvested options vesting 1/36th per month from original grant date.

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