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4//SEC Filing

HIPCRICKET, INC. 4

Accession 0001415889-13-001787

CIK 0001137204operating

View on SEC.gov Company Profile

Filed

Sep 8, 8:00 PM ET

Accepted

Sep 9, 9:09 PM ET

Size

21.8 KB

Accession

0001415889-13-001787

Insider Transaction Report

Form 4

Period: 2013-08-29

HIPCRICKET, INC.HIPP

DirectorPresident

Transactions

Award
Incentive Stock Option
2013-08-29+59,524→ 209,524 total
Exercise: $0.42Exp: 2016-12-28→ Common Stock (59,524 underlying)
Disposition to Issuer
Non-Qualified Stock Option
2013-08-29−61,905→ 385,000 total
Exercise: $2.15Exp: 2016-12-28→ Common Stock (61,905 underlying)
Disposition to Issuer
Non-Qualified Stock Option
2013-08-29−202,106→ 150,000 total
Exercise: $3.04Exp: 2016-08-24→ Common Stock (202,106 underlying)
Disposition to Issuer
Incentive Stock Option
2013-08-29−238,095→ 446,905 total
Exercise: $2.15Exp: 2016-12-28→ Common Stock (238,095 underlying)
Award
Non-Qualified Stock Option
2013-08-29+15,477→ 225,001 total
Exercise: $0.42Exp: 2016-12-28→ Common stock (15,477 underlying)
Award
Non-Qualified Stock Option
2013-08-29+28,873→ 258,574 total
Exercise: $0.42Exp: 2016-08-24→ Common stock (28,873 underlying)
Award
Incentive Stock Option
2013-08-29+4,700→ 229,701 total
Exercise: $0.42Exp: 2016-08-24→ Common Stock (4,700 underlying)
Disposition to Issuer
Incentive Stock Option
2013-08-29−32,894→ 352,106 total
Exercise: $3.04Exp: 2016-08-24→ Common Stock (32,894 underlying)

Footnotes (4)

[F1]Granted 12/29/2011 under the Company's 2010 Incentive Stock Option Plan (the "Plan") and vest 1/36th per month from original grant date.
[F2]On 08/29/2013, the issuer canceled, pursuant to the issuer's option exchange offer, options granted to the reporting person. In exchange the reporting person received replacement options, having an exercise price of $0.42 per share.
[F3]Granted 08/25/2011 under the Plan and vest 1/36th per month from original grant date.
[F4]Replacement options retain vesting schedule of original options per the terms of the option exchange offer, with unvested options vesting 1/36th per month from original grant date.

Documents

1 file

4
form4-09092013_060956.xmlPrimary

Issuer

HIPCRICKET, INC.

CIK 0001137204

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001137204

Filing Metadata

Form type: 4
Filed: Sep 8, 8:00 PM ET
Accepted: Sep 9, 9:09 PM ET
Size: 21.8 KB

View on SEC.gov