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Home/Filings/4/0001415889-13-001819
4//SEC Filing

HIPCRICKET, INC. 4

Accession 0001415889-13-001819

CIK 0001137204operating
View on SEC.govCompany Profile

Filed

Sep 12, 8:00 PM ET

Accepted

Sep 13, 5:23 PM ET

Size

55.6 KB

Accession

0001415889-13-001819

Insider Transaction Report

Form 4
Period: 2013-08-29
HIPCRICKET, INC.HIPP
Devlin John
Director
Transactions
  • Disposition to Issuer

    Incentive Stock Option

    2013-08-29−6,000→ 6,000 total
    Exercise: $3.90Exp: 2016-02-27→ Common Stock (6,000 underlying)
  • Award

    Non-Qualified Stock Option

    2013-08-29+8,620→ 106,001 total
    Exercise: $0.42Exp: 2015-09-06→ Common Stock (8,620 underlying)
  • Award

    Incentive Stock Option

    2013-08-29+1,500→ 111,501 total
    Exercise: $0.42Exp: 2017-02-28→ Common Stock (1,500 underlying)
  • Disposition to Issuer

    Non-Qualified Stock Option

    2013-08-29−100,000→ 204,000 total
    Exercise: $1.00Exp: 2015-06-08→ Common Stock (100,000 underlying)
  • Disposition to Issuer

    Incentive Stock Option

    2013-08-29−124,141→ 79,859 total
    Exercise: $1.47Exp: 2015-09-06→ Common Stock (124,141 underlying)
  • Disposition to Issuer

    Non-Qualified Stock Option

    2013-08-29−25,859→ 54,000 total
    Exercise: $1.47Exp: 2015-09-06→ Common Stock (25,859 underlying)
  • Disposition to Issuer

    Incentive Stock Option

    2013-08-29−6,000→ 30,000 total
    Exercise: $2.09Exp: 2017-05-30→ Common Stock (6,000 underlying)
  • Award

    Incentive Stock Option

    2013-08-29+1,000→ 115,001 total
    Exercise: $0.42Exp: 2016-05-30→ Common Stock (1,000 underlying)
  • Disposition to Issuer

    Incentive Stock Option

    2013-08-29−6,000→ 24,000 total
    Exercise: $2.54Exp: 2015-11-29→ Common Stock (6,000 underlying)
  • Award

    Incentive Stock Option

    2013-08-29+600→ 116,459 total
    Exercise: $0.42Exp: 2016-02-27→ Common Stock (600 underlying)
  • Award

    Common Stock

    2013-09-04+16,250→ 159,606 total
  • Disposition to Issuer

    Incentive Stock Option

    2013-08-29−6,000→ 42,000 total
    Exercise: $1.64Exp: 2016-11-29→ Common Stock (6,000 underlying)
  • Disposition to Issuer

    Incentive Stock Option

    2013-08-29−6,000→ 36,000 total
    Exercise: $2.01Exp: 2017-02-28→ Common Stock (6,000 underlying)
  • Disposition to Issuer

    Incentive Stock Option

    2013-08-29−6,000→ 12,000 total
    Exercise: $3.12Exp: 2016-08-30→ Common Stock (6,000 underlying)
  • Award

    Non-Qualified Stock Option

    2013-08-29+50,000→ 56,000 total
    Exercise: $0.42Exp: 2015-06-08→ Common Stock (50,000 underlying)
  • Award

    Incentive Stock Option

    2013-08-29+41,381→ 97,381 total
    Exercise: $0.42Exp: 2015-09-06→ Common Stock (41,381 underlying)
  • Award

    Incentive Stock Option

    2013-08-29+1,000→ 114,001 total
    Exercise: $0.42Exp: 2015-11-29→ Common Stock (1,000 underlying)
  • Award

    Incentive Stock Option

    2013-08-29+858→ 115,859 total
    Exercise: $0.42Exp: 2016-08-30→ Common Stock (858 underlying)
  • Award

    Incentive Stock Option

    2013-08-29+2,000→ 108,001 total
    Exercise: $0.42Exp: 2017-08-30→ Common Stock (2,000 underlying)
  • Award

    Incentive Stock Option

    2013-08-29+2,000→ 110,001 total
    Exercise: $0.42Exp: 2016-11-29→ Common Stock
  • Award

    Incentive Stock Option

    2013-08-29+1,500→ 113,001 total
    Exercise: $0.42Exp: 2017-05-30→ Common Stock (1,500 underlying)
  • Disposition to Issuer

    Incentive Stock Option

    2013-08-29−6,000→ 48,000 total
    Exercise: $1.48Exp: 2017-08-30→ Common Stock (6,000 underlying)
  • Disposition to Issuer

    Incentive Stock Option

    2013-08-29−6,000→ 18,000 total
    Exercise: $2.70Exp: 2016-05-30→ Common Stock (6,000 underlying)
Footnotes (13)
  • [F1]The shares were granted as quarterly compensation for services performed as a director of the Company.
  • [F10]Granted on 05/31/11 pursuant to the Plan and vest 1/36th per month from original grant date.
  • [F11]Granted on 08/31/11 pursuant to the Plan and vest 1/36th per month from original grant date.
  • [F12]Granted on 02/28/11 pursuant to the Plan and vest 1/36th per month from original grant date.
  • [F13]Replacement options retain vesting schedule of original options per the terms of the option exchange offer.
  • [F2]Granted on 06/08/10 pursuant to a Stock Option Agreement dated June 8, 2010 in consideration for the reporting person's services to the issuer, all vested as of date of cancellation.
  • [F3]On 08/29/2013, the issuer canceled, pursuant to the issuer's option exchange offer, options granted to the reporting person. In exchange the reporting person received replacement options, having an exercise price of $0.42 per share.
  • [F4]Granted on 09/07/10 pursuant to the Company's 2010 Incentive Stock Option Plan (the "Plan"), all vested as of date of cancellation.
  • [F5]Granted on 08/31/12 pursuant to the Plan and vest 1/36th per month from original grant date.
  • [F6]Granted on 11/30/11 pursuant to the Plan and vest 1/36th per month from original grant date.
  • [F7]Granted on 02/29/12 pursuant to the Plan and vest 1/36th per month from original grant date.
  • [F8]Granted on 05/31/12 pursuant to the Plan and vest 1/36th per month from original grant date.
  • [F9]Granted on 11/30/10 pursuant to the Plan and vest 1/36th per month from original grant date.

Documents

1 file

Issuer

HIPCRICKET, INC.

CIK 0001137204

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001137204

Filing Metadata

Form type
4
Filed
Sep 12, 8:00 PM ET
Accepted
Sep 13, 5:23 PM ET
Size
55.6 KB
View on SEC.gov