IMAGEWARE SYSTEMS INC·4

Oct 31, 3:37 PM ET

IMAGEWARE SYSTEMS INC 4

4 · IMAGEWARE SYSTEMS INC · Filed Oct 31, 2013

Insider Transaction Report

Form 4
Period: 2013-10-29
Transactions
  • Exercise/Conversion

    Warrant

    2013-10-3113,6350 total
    Exercise: $0.50From: 2008-11-14Exp: 2013-11-14Common Stock (13,635 underlying)
  • Award

    Stock Options

    2013-10-29$1.93/sh+10,000$19,30010,000 total
    Exercise: $1.93Exp: 2023-10-29Common Stock (10,000 underlying)
  • Award

    Common Stock

    2013-10-29$1.93/sh+24,000$46,32068,200 total
  • Exercise/Conversion

    Common Stock

    2013-10-31$0.50/sh+13,635$6,81881,835 total
  • Tax Payment

    Common Stock

    2013-10-31$1.95/sh3,505$6,83578,330 total
Footnotes (3)
  • [F1]Represents shares of restricted stock. Shares vest ratably over a 14 month period beginning November 2013 and ending December 2014.
  • [F2]Exercise price reflects automatic adjustments as the result of anti-dilutive provisions contained in the warrant.
  • [F3]Options shall vest as follows: 3,336 shares will vest on the one year anniversary of the grant date, with the remainder vesting equally in eight quarterly installments.

Documents

1 file
  • 4
    form4-10312013_121045.xmlPrimary