Home/Filings/4/0001415889-13-002458
4//SEC Filing

ISC8 INC. /DE 4

Accession 0001415889-13-002458

CIK 0000357108operating

Filed

Nov 25, 7:00 PM ET

Accepted

Nov 26, 2:02 PM ET

Size

12.6 KB

Accession

0001415889-13-002458

Insider Transaction Report

Form 4
Period: 2013-10-21
Joll Balraj
DirectorPresident and CEO
Transactions
  • Disposition to Issuer

    Stock Option

    2013-10-211,000,0000 total
    Exercise: $0.11Exp: 2021-06-05Common Stock (1,000,000 underlying)
  • Disposition to Issuer

    Stock Option

    2013-10-2110,000,0000 total
    Exercise: $0.15Exp: 2021-03-10Common Stock (10,000,000 underlying)
  • Disposition to Issuer

    Stock Option

    2013-10-215,000,0000 total
    Exercise: $0.09Exp: 2020-12-24Common Stock (5,000,000 underlying)
  • Award

    Stock Option

    2013-10-21+43,411,31343,411,313 total
    Exercise: $0.04Exp: 2023-10-21Common Stock (43,411,313 underlying)
Footnotes (5)
  • [F1]The option provided for immediate vesting of 2,000,000 shares, with the balance vesting in 36 equal monthly installments thereafter.
  • [F2]On October 21, 2013, the Issuer canceled, pursuant to an option exchange program, options to purchase an aggregate total of 16,000,000 shares of the Issuer's common stock, granted to the Reporting Person in December 2010, March 2011 and June 2011. In exchange, the Reporting Person received a replacement option to purchase 43,411,313 shares of the Issuer's common stock for $0.042 per share.
  • [F3]The option provided for immediate vesting of 1,000,000 shares, with the balance vesting in 36 equal monthly installments thereafter.
  • [F4]The option provided for immediate vesting of 100,000 shares, with the balance vesting in 36 equal monthly installments thereafter.
  • [F5]One-third of option vested immediately, and the remaining two-thirds will vest in equal monthly installments over the next two years.

Issuer

ISC8 INC. /DE

CIK 0000357108

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000357108

Filing Metadata

Form type
4
Filed
Nov 25, 7:00 PM ET
Accepted
Nov 26, 2:02 PM ET
Size
12.6 KB