5//SEC Filing
BANC OF CALIFORNIA, INC. 5
Accession 0001415889-14-000504
$BANCCIK 0001169770operating
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 6:05 AM ET
Size
13.4 KB
Accession
0001415889-14-000504
Insider Transaction Report
Form 5
Herrin Richard
Other
Transactions
- Award
Common Stock
2013-07-01$13.17/sh+123.224$1,623→ 12,666.78 total - Award
Common Stock
2011-07-03$14.41/sh+32.052$462→ 12,666.78 total - Award
Common Stock
2011-10-03$10.99/sh+44.284$487→ 12,666.78 total - Award
Common Stock
2013-04-01$11.05/sh+145.212$1,605→ 12,666.78 total - Award
Common Stock
2013-10-01$13.41/sh+122.098$1,637→ 12,666.78 total
Holdings
- 40,000
Stock Option (Right to Purchase)
Exercise: $11.60Exp: 2020-11-17→ Common Stock (65,000 underlying)
Footnotes (5)
- [F1]Shares were acquired pursuant to the Issuer's 2013 Dividend Reinvestment Plan.
- [F2]Represents the total amount of securities beneficially owned by the Reporting Person as of December 31, 2013.
- [F3]Although the Reporting Person failed to timely disclose these transactions, the amount of securities beneficially owned, as reported by the Reporting Person, as of and since the transaction dates are accurate.
- [F4]Shares were acquired pursuant to the Issuer's 2011 Dividend Reinvestment Plan.
- [F5]The shares vested in one-third, annual increments beginning November 17, 2011 and became fully vested on November 17, 2013.
Documents
Issuer
BANC OF CALIFORNIA, INC.
CIK 0001169770
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001169770
Filing Metadata
- Form type
- 5
- Filed
- Feb 11, 7:00 PM ET
- Accepted
- Feb 12, 6:05 AM ET
- Size
- 13.4 KB