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5//SEC Filing

BANC OF CALIFORNIA, INC. 5

Accession 0001415889-15-000599

$BANCCIK 0001169770operating

Filed

Feb 16, 7:00 PM ET

Accepted

Feb 17, 7:23 PM ET

Size

11.7 KB

Accession

0001415889-15-000599

Insider Transaction Report

Form 5
Period: 2014-12-31
Schnel Jonah
Director
Transactions
  • Award

    Common Stock

    2014-01-02$13.01/sh+87.068$1,13320,404.128 total
  • Award

    Common Stock

    2014-04-01$11.90/sh+210.532$2,50620,404.128 total
  • Award

    Common Stock

    2014-07-01$10.57/sh+108.528$1,14720,404.128 total
Holdings
  • Stock Option

    Exercise: $10.90Exp: 2024-07-01Common Stock (918 underlying)
    918
  • Stock Options

    Exercise: $10.90Exp: 2024-07-01Common Stock (918 underlying)
    918
  • Common Stock

    (indirect: By Spouse)
    500
Footnotes (2)
  • [F1]Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.
  • [F2]Options will vest annually in equal installments over a five year period beginning on the one year anniversary of the grant date. In accordance with the Non-Qualified Stock Option Agreement, by and between the Reporting Person and the Issuer, dated July 1, 2014 (the "Option Agreement"), in the event the Reporting Person is subject to a Qualified Termination of Service (as defined in the Option Agreement), this award will automatically become fully vested.

Issuer

BANC OF CALIFORNIA, INC.

CIK 0001169770

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001169770

Filing Metadata

Form type
5
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 7:23 PM ET
Size
11.7 KB