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4//SEC Filing

ARRIS GROUP INC 4

Accession 0001415889-16-004309

CIK 0001141107operating

Filed

Jan 5, 7:00 PM ET

Accepted

Jan 6, 6:45 PM ET

Size

17.2 KB

Accession

0001415889-16-004309

Insider Transaction Report

Form 4
Period: 2016-01-04
Brennan James R
SVP, Global Supply Chain
Transactions
  • Disposition to Issuer

    Restricted stock (P) 150330

    2016-01-0434,3900 total
    Exercise: $0.00Common Stock (34,390 underlying)
  • Disposition to Issuer

    Common stock

    2016-01-0443,6270 total
  • Disposition to Issuer

    Restricted stock (T) 140327

    2016-01-049,0640 total
    Exercise: $0.00Common Stock (9,064 underlying)
  • Disposition to Issuer

    Restricted stock (P) 140327

    2016-01-0436,2600 total
    Exercise: $0.00Common Stock (36,260 underlying)
  • Disposition to Issuer

    Restricted stock (T) 150330

    2016-01-0412,8960 total
    Exercise: $0.00Common Stock (12,896 underlying)
  • Disposition to Issuer

    Restricted stock (T) 130712

    2016-01-044,0300 total
    Exercise: $0.00Common Stock (4,030 underlying)
Footnotes (5)
  • [F1]On 4 January 2016, ARRIS Group, Inc. ("ARRIS") and Pace plc ("Pace") consummated a transaction (the "Combination") pursuant to which each of ARRIS and Pace was acquired by a new English holding company, ARRIS International plc ("New ARRIS"). Under the terms of the Combination (a) New ARRIS acquired Pace pursuant to a scheme of arrangement under UK law and (b) a newly formed subsidiary of New ARRIS merged with and into ARRIS, with ARRIS as the surviving corporation in the merger (the "Merger") and an indirect wholly-owned subsidiary of New ARRIS. At the effective time of the Merger, each ARRIS common share was cancelled and converted into the right to receive one New ARRIS ordinary share. The number here represents shares of ARRIS disposed of pursuant to the Merger.
  • [F2]This restricted stock award grant was previously reported on Table I. After further analysis, it was determined that reporting this holding on Table II more accurately reflected the type and intent of the award grant.
  • [F3]Represents a restricted stock grant which vests in four equal annual installments beginning one year from the grant date.
  • [F4]This restricted stock grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
  • [F5]Represents a restricted stock grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.

Issuer

ARRIS GROUP INC

CIK 0001141107

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001141107

Filing Metadata

Form type
4
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 6:45 PM ET
Size
17.2 KB