$BANC·5

BANC OF CALIFORNIA, INC. · Feb 12, 8:48 PM ET

BANC OF CALIFORNIA, INC. 5

5 · BANC OF CALIFORNIA, INC. · Filed Feb 12, 2016

Insider Transaction Report

Form 5
Period: 2015-12-31
Schnel Jonah
Director
Transactions
  • Award

    Common Stock

    2015-01-02$11.13/sh+111.213$1,23728,842.226 total
  • Award

    Common Stock

    2015-04-01$11.94/sh+104.741$1,25128,842.226 total
  • Award

    Common Stock

    2015-07-01$13.34/sh+94.714$1,26328,842.226 total
  • Award

    Common Stock

    2015-10-01$11.90/sh+127.43$1,51728,842.226 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    500
  • Stock Option

    Exercise: $10.90Exp: 2024-07-01Common Stock (918 underlying)
    918
  • Stock Option

    Exercise: $10.90Exp: 2024-07-01Common Stock (918 underlying)
    918
  • Stock Option

    Exercise: $13.75Exp: 2025-07-01Common Stock (2,808 underlying)
    2,808
  • Stock Option

    Exercise: $13.75Exp: 2025-07-01Common Stock (2,808 underlying)
    2,808
Footnotes (2)
  • [F1]Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.
  • [F2]Options will vest annually in substantially equal installments over a five-year period beginning on the one-year anniversary of the grant date. In accordance with the Non-Qualified Stock Option Agreement, by and between the Reporting Person and the Issuer (the "Option Agreement"), in the event the Reporting Person is subject to a Qualified Termination of Service (as defined in the Option Agreement, a form of which was filed as exhibit 10.14F to the Issuer's Quarterly Report on Form 10-Q for the quarter ended June 30, 2014), this award will automatically become fully vested.

Documents

2 files