5//SEC Filing
BANC OF CALIFORNIA, INC. 5
Accession 0001415889-16-004773
$BANCCIK 0001169770operating
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 9:54 PM ET
Size
17.6 KB
Accession
0001415889-16-004773
Insider Transaction Report
Form 5
Brownstein Chad T.
Director
Transactions
- Award
Common Stock
2015-01-02$11.13/sh+121.498$1,352→ 34,775.034 total - Award
Common Stock
2015-04-01$11.94/sh+114.428$1,366→ 34,775.034 total - Award
Common Stock
2015-07-01$13.34/sh+103.474$1,380→ 34,775.034 total - Award
Common Stock
2015-10-01$11.90/sh+142.88$1,701→ 34,775.034 total
Holdings
- 918
Stock Option
Exercise: $10.90Exp: 2024-07-01→ Common Stock (918 underlying) - 918
Stock Option
Exercise: $10.90Exp: 2024-07-01→ Common Stock (918 underlying) - 2,808
Stock Option
Exercise: $13.75Exp: 2025-07-01→ Common Stock (2,808 underlying) - 2,808
Stock Option
Exercise: $13.75Exp: 2025-07-01→ Common Stock (2,808 underlying)
Footnotes (2)
- [F1]Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.
- [F2]Options will vest annually in substantially equal installments over a five-year period beginning on the one-year anniversary of the grant date. In accordance with the Non-Qualified Stock Option Agreement, by and between the Reporting Person and the Issuer (the "Option Agreement"), in the event the Reporting Person is subject to a Qualified Termination of Service (as defined in the Option Agreement, a form of which was filed as exhibit 10.14F to the Issuer's Quarterly Report on Form 10-Q for the quarter ended June 30, 2014), this award will automatically become fully vested.
Documents
Issuer
BANC OF CALIFORNIA, INC.
CIK 0001169770
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001169770
Filing Metadata
- Form type
- 5
- Filed
- Feb 11, 7:00 PM ET
- Accepted
- Feb 12, 9:54 PM ET
- Size
- 17.6 KB