MABVAX THERAPEUTICS HOLDINGS, INC. 4
4 · MABVAX THERAPEUTICS HOLDINGS, INC. · Filed Apr 5, 2016
Insider Transaction Report
Form 4
Cohen Kenneth M
Director
Transactions
- Exercise/Conversion
Restricted Stock Unit
2016-04-04−11,417→ 22,833 total→ Common Stock (11,417 underlying) - Exercise/Conversion
Common Stock
2016-04-04+11,417→ 11,417 total
Holdings
- 10,000(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Represents conversion of restricted stock units into common stock upon vesting of 1/3 of such units granted on April 2, 2015.
- [F2]Each restricted stock unit is the economic equivalent of one share of common stock of the Issuer.
- [F3]Restricted Stock Units vest over 3 years from April 2, 2015, 1/3 on each anniversary of the date of grant, subject to the Reporting Person's continued employment or service with the Issuer on each such vesting date.