4//SEC Filing
MAJESCO ENTERTAINMENT CO 4
Accession 0001415889-16-007548
CIK 0001076682operating
Filed
Dec 5, 7:00 PM ET
Accepted
Dec 6, 6:00 AM ET
Size
15.8 KB
Accession
0001415889-16-007548
Insider Transaction Report
Form 4
Stetson John
CFO, EVP, Secretary
Transactions
- Conversion
Series D Convertible Preferred Stock
2016-12-02−555.5→ 0 total(indirect: See footnote) - Purchase
Common stock, par value $0.001 per share
2016-12-02+11,621→ 332,422 total - Purchase
Common stock, par value $0.001 per share
2016-12-02+5,555→ 19,444 total(indirect: See footnote) - Conversion
Series D Convertible Preferred Stock
2016-12-02−555.5→ 0 total(indirect: See footnote) - Award
Common stock, par value $0.001 per share
2016-12-01+175,000→ 320,801 total - Purchase
Common stock, par value $0.001 per share
2016-12-02+5,555→ 19,444 total(indirect: See footnote) - Conversion
Series A Convertible Preferred Stock
2016-12-02−11,621→ 0 total
Footnotes (5)
- [F1]Represents a restricted stock award (the "Restricted Stock Award") pursuant to the Issuer's 2017 Equity Incentive Plan (the "Plan"), which Plan is subject to stockholder approval.
- [F2]Represents (i) the Restricted Stock Award, (ii) a restricted stock award of 50,000 shares granted pursuant to the Issuer's 2014 Equity Incentive Plan, (iii) a restricted stock award of 87,500 shares granted pursuant to the Issuer's 2016 Equity Incentive Plan of which 50% vested on April 25, 2016 and 50% vested on December 1, 2016 and (iv) 8,301 shares of the Issuer's common stock.
- [F3]On December 2, 2016, the Reporting Person converted 11,621 shares of the Issuer's Series A Convertible Preferred Stock at a conversion rate of one share of common stock for one share of Series A Convertible Preferred Stock.
- [F4]On December 2, 2016, Stetson Capital Investments, Inc. converted 555.5 shares of the Issuer's Series D Convertible Preferred Stock at a conversion rate of ten shares of common stock for one share of Series D Convertible Preferred Stock. John Stetson is the President of Stetson Capital Investments, Inc. and in such capacity has voting and dispositive control over the securities held by such entity.
- [F5]On December 2, 2016, Stetson Capital Investments, Inc. Retirement Plan converted 555.5 shares of the Issuer's Series D Convertible Preferred Stock at a conversion rate of ten shares of common stock for one share of Series D Convertible Preferred Stock. John Stetson is the Trustee of Stetson Capital Investments, Inc. Retirement Plan and in such capacity has voting and dispositive control over the securities held by such entity.
Documents
Issuer
MAJESCO ENTERTAINMENT CO
CIK 0001076682
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001076682
Filing Metadata
- Form type
- 4
- Filed
- Dec 5, 7:00 PM ET
- Accepted
- Dec 6, 6:00 AM ET
- Size
- 15.8 KB