ARRIS International plc 4

4 · ARRIS International plc · Filed Feb 2, 2017

Form 4

Period: 2017-01-31

PRESIDENT, SALES AND MARKETING

Transactions

Exercise/Conversion
Ordinary Shares
2017-01-31+13,121→ 28,530 total
Tax Payment
Restricted Shares (P) 140327
2017-01-31$28.72/sh−6,780$194,722→ 33,100 total
Exercise: $0.00From: 2017-01-31→ Ordinary Shares (39,880 underlying)
Exercise/Conversion
Restricted Shares (P) 140327
2017-01-31−13,121→ 0 total
Exercise: $0.00From: 2017-01-31→ Ordinary Shares (33,100 underlying)

Holdings

Restricted Shares (T) 140327
Exercise: $0.00From: 2018-03-27→ Ordinary Shares (9,970 underlying)
9,970
Restricted Shares (T) 130712
Exercise: $0.00From: 2017-07-12→ Ordinary Shares (9,341 underlying)
9,341
Restricted Shares (P) 160707
Exercise: $0.00From: 2019-01-31→ Ordinary Shares (60,020 underlying)
60,020
Restricted Shares (T) 150330
Exercise: $0.00From: 2019-03-30→ Ordinary Shares (14,186 underlying)
14,186
Restricted Shares (T) 130329
Exercise: $0.00From: 2017-03-29→ Ordinary Shares (5,678 underlying)
5,678
Restricted Shares (P) 150330
Exercise: $0.00From: 2018-01-31→ Ordinary Shares (37,830 underlying)
37,830
Restricted Shares (T) 160707
Exercise: $0.00From: 2020-07-07→ Ordinary Shares (30,010 underlying)
30,010

Footnotes (6)

[F1]Represents the vested portion of equity award grant converting to ordinary shares.
[F2]Represents an equity award grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.
[F3]Represents shares withheld to cover payroll tax liability on vesting of previously granted restricted shares.
[F4]This restricted stock grant does not have a date of expiration, but will vest pursuant to the predetermined vesting schedule.
[F5]The award fully vested at less than the 200% maximum previously reported in Table 2. Any remainder of the maximum possible award has not vested and is extinguished.
[F6]Represents a restricted stock grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.

Documents

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