5//SEC Filing
BANC OF CALIFORNIA, INC. 5
Accession 0001415889-17-000263
$BANCCIK 0001169770operating
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 7:29 PM ET
Size
17.8 KB
Accession
0001415889-17-000263
Insider Transaction Report
Form 5
Brownstein Chad T.
Director
Transactions
- Award
Common Stock
2016-01-04$14.18/sh+121.122$1,718→ 45,231.034 total - Award
Common Stock
2016-04-01$16.98/sh+102.045$1,732→ 45,231.034 total - Award
Common Stock
2016-07-01$17.56/sh+124.335$2,183→ 45,231.034 total - Award
Common Stock
2016-10-03$16.94/sh+43.203$732→ 45,231.034 total
Holdings
- 918
Stock Option
Exercise: $10.90Exp: 2024-07-01→ Common Stock (918 underlying) - 918
Stock Options
Exercise: $10.90Exp: 2024-07-01→ Common Stock (918 underlying) - 2,808
Stock Option
Exercise: $13.75Exp: 2025-07-01→ Common Stock (2,808 underlying) - 2,808
Stock Option
Exercise: $13.75Exp: 2025-07-01→ Common Stock (2,808 underlying)
Footnotes (3)
- [F1]Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.
- [F2]Includes 118.295 shares acquired by the Reporting Person pursuant to a broker-administered dividend reinvestment plan.
- [F3]Options will vest annually in equal installments over a five year period beginning on the one year anniversary of the grant date. In accordance with the Non-Qualified Stock Option Agreement, by and between the Reporting Person and the Issuer, dated July 1, 2014 (the "Option Agreement"), in the event the Reporting Person is subject to a Qualified Termination of Service (as defined in the Option Agreement), this award will automatically become fully vested.
Documents
Issuer
BANC OF CALIFORNIA, INC.
CIK 0001169770
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001169770
Filing Metadata
- Form type
- 5
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 7:29 PM ET
- Size
- 17.8 KB