ARRIS International plc 4
4 · ARRIS International plc · Filed Mar 31, 2017
Insider Transaction Report
Form 4
Baldock Philip Charles
SVP, CHIEF INFORMATION OFFICER
Transactions
- Award
Restricted Shares (T) 170329
2017-03-29+14,980→ 14,980 totalExercise: $0.00From: 2012-03-29→ Ordinary Shares (14,980 underlying) - Award
Restricted Shares (P) 170329
2017-03-29+29,960→ 29,960 totalExercise: $0.00From: 2020-01-31→ Ordinary Shares (29,960 underlying)
Holdings
- 11,890
Restricted Shares (S) 160707
Exercise: $0.00From: 2018-01-04→ Ordinary Shares (11,890 underlying) - 3,260
Restricted Shares (R) 160707
Exercise: $0.00From: 2018-01-04→ Ordinary Shares (3,260 underlying) - 16,010
Restricted Shares (T) 160707
Exercise: $0.00From: 2020-07-07→ Ordinary Shares (16,010 underlying) - 732
Ordinary Shares
- 32,020
Restricted Shares (P) 160707
Exercise: $0.00From: 2019-01-31→ Ordinary Shares (32,020 underlying)
Footnotes (4)
- [F1]Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
- [F2]This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
- [F3]Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.
- [F4]Represents a restricted stock grant subsequent to the 4 January 2016 combination of ARRIS Group, Inc. ("ARRIS") and Pace plc ("Pace") pursuant to which each of ARRIS and Pace was acquired by a new English holding company, ARRIS International plc (the "Merger"). The granted shares are subject to vesting on the second anniversary of the Merger. Date represents vesting date for the award.