4//SEC Filing
ARRIS International plc 4
Accession 0001415889-17-001170
CIK 0001645494operating
Filed
Jul 10, 8:00 PM ET
Accepted
Jul 11, 8:30 PM ET
Size
20.0 KB
Accession
0001415889-17-001170
Insider Transaction Report
Form 4
Baldock Philip Charles
SVP, CHIEF INFORMATION OFFICER
Transactions
- Tax Payment
Restricted Shares (T) 160707
2017-07-07$27.46/sh−1,335$36,659→ 14,675 totalExercise: $0.00From: 2020-07-07→ Ordinary Shares (16,010 underlying) - Exercise/Conversion
Restricted Shares (T) 160707
2017-07-07−2,667→ 12,008 totalExercise: $0.00From: 2020-07-07→ Ordinary Shares (14,675 underlying) - Exercise/Conversion
Ordinary Shares
2017-07-07+2,667→ 3,399 total
Holdings
- 32,020
Restricted Shares (P) 160707
Exercise: $0.00From: 2019-01-31→ Ordinary Shares (32,020 underlying) - 3,260
Restricted Shares (R) 160707
Exercise: $0.00From: 2018-01-04→ Ordinary Shares (3,260 underlying) - 14,980
Restricted Shares (T) 170329
Exercise: $0.00From: 2012-03-29→ Ordinary Shares (14,980 underlying) - 14,980
Restricted Shares (T) 170329
Exercise: $0.00From: 2012-03-29→ Ordinary Shares (14,980 underlying) - 11,890
Restricted Shares (S) 160707
Exercise: $0.00From: 2018-01-04→ Ordinary Shares (11,890 underlying) - 29,960
Restricted Shares (P) 170329
Exercise: $0.00From: 2020-01-31→ Ordinary Shares (29,960 underlying) - 29,960
Restricted Shares (P) 170329
Exercise: $0.00From: 2020-01-31→ Ordinary Shares (29,960 underlying)
Footnotes (6)
- [F1]Represents the vested portion of a restricted stock unit grant converting to ordinary shares.
- [F2]Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
- [F3]Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units.
- [F4]This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
- [F5]In connection with the planned transaction between ARRIS Group, Inc. and Pace plc, pursuant to Section 4985 of the Code, an excise tax may be imposed on the ARRIS officers. To avoid the excise tax becoming due on such equity awards, the ARRIS board of directors approved the accelerated vesting of certain equity awards. The number here represents shares of ARRIS acquired pursuant to the accelerated vesting.
- [F6]Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.
Documents
Issuer
ARRIS International plc
CIK 0001645494
Entity typeoperating
IncorporatedUnited Kingdom
Related Parties
1- filerCIK 0001645494
Filing Metadata
- Form type
- 4
- Filed
- Jul 10, 8:00 PM ET
- Accepted
- Jul 11, 8:30 PM ET
- Size
- 20.0 KB