Sallwasser Paul 4
4 · Youngevity International, Inc. · Filed Aug 3, 2017
Insider Transaction Report
Form 4
Sallwasser Paul
Director
Transactions
- Award
Series D Warrants
2017-07-28+6,522→ 6,522 totalExercise: $5.56From: 2017-07-28Exp: 2020-07-28→ Common Stock (6,522 underlying) - Disposition to Issuer
8% Series C Senior Secured Convertible Promissory Note
2017-07-28−5,357→ 0 totalExercise: $7.00From: 2015-10-12Exp: 2018-10-12→ Common Stock (5,357 underlying) - Award
Senior Secured Convertible Promissory Notes
2017-07-28+8,177→ 8,177 totalExercise: $4.60From: 2017-07-28Exp: 2020-07-28→ Common Stock (8,177 underlying) - Award
Series D Warrants
2017-07-28+4,089→ 4,089 totalExercise: $5.56From: 2017-07-28Exp: 2020-07-28→ Common Stock (4,089 underlying) - Disposition to Issuer
Series A Warrant
2017-07-28−2,500→ 0 totalExercise: $9.00From: 2015-10-13Exp: 2020-10-13→ Common Stock (2,500 underlying)
Footnotes (2)
- [F1]On July 28, 2017, as part of a series of transactions by Youngevity International, Inc. (the "Company"), the reporting person converted 5,357 of his 8% Series C Senior Secured Convertible Promissory Notes in the aggregate amount of $37,615.07 (which included principal of $37,500 and $615.07 of accrued and unpaid interest) into (i) 8,177 new convertible promissory notes and (ii) Series D Warrants to purchase an aggregate 4,089 shares of the Company's common stock (the "Common Stock").
- [F2]On July 28, 2017, the reporting person also exchanged his Series A Warrants dated October 2015 for Series D Warrants to purchase an aggregate of 6,522 shares of Common Stock.