4//SEC Filing
Grosvenor John C. 4
Accession 0001415889-17-001844
CIK 0001169770other
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 8:00 PM ET
Size
12.2 KB
Accession
0001415889-17-001844
Insider Transaction Report
Form 4
Grosvenor John C.
EVP and General Counsel
Transactions
- Tax Payment
Common Stock
2017-11-17$20.55/sh−15,825$325,204→ 55,734.601 total - Exercise/Conversion
Stock Options
2017-11-17−30,328→ 0 totalExercise: $12.24Exp: 2022-08-22→ Common Stock (30,328 underlying) - Exercise/Conversion
Common Stock
2017-11-17$12.24/sh+30,328$371,215→ 71,559.601 total - Disposition to Issuer
Stock Options
2017-11-17−44,672→ 30,328 totalExercise: $12.24Exp: 2022-08-22→ Common Stock (75,000 underlying)
Holdings
- 24,000
Stock Option
Exercise: $13.29From: 2017-04-01Exp: 2025-05-15→ Common Stock (24,000 underlying)
Footnotes (3)
- [F1]Shares disposed to satisfy the Reporting Person's tax liability incurred by the exercise of the stock option reported herein.
- [F2]Represents stock options that were cancelled and returned to the Issuer in order to pay the exercise price associated with the exercise of the remaining 30,328 stock options.
- [F3]One-third of the options vested on August 22, 2013, August 22, 2014 and August 14, 2015, respectively.
Documents
Issuer
BANC OF CALIFORNIA, INC.
CIK 0001169770
Entity typeother
Related Parties
1- filerCIK 0001556991
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 8:00 PM ET
- Size
- 12.2 KB