COATS JEFFREY H 4
4 · AutoWeb, Inc. · Filed Dec 1, 2017
Insider Transaction Report
Form 4
AutoWeb, Inc.AUTO
COATS JEFFREY H
DirectorPresident & CEO
Transactions
- Exercise/Conversion
Common Stock
2017-11-30$4.80/sh+26,196$125,741→ 124,865 total - Exercise/Conversion
Stock Option (Right to Buy)
2017-11-30−26,196→ 0 totalExercise: $4.80Exp: 2018-01-20→ Common Stock (26,196 underlying) - Sale
Common Stock
2017-11-30$8.62/sh−19,590$168,942→ 105,275 total
Footnotes (3)
- [F1]Includes 85,000 shares of restricted stock that will vest one-third (1/3rd) on each anniversary of the date of grant over three years commencing on September 27, 2018.
- [F2]This transaction was executed in multiple trades at prices ranging from $8.55 to $8.82 per share. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, the information regarding the number of shares and prices at which the transactions were effected.
- [F3]Subject to the achievement of certain performance goals of the Company in 2011, these derivative securities became exercisable as follows: 33 1/3% vested and became exercisable on January 20, 2012 and 1/36 vested and became exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on January 20, 2014.