Grosvenor John C. 4
4 · BANC OF CALIFORNIA, INC. · Filed Dec 4, 2017
Insider Transaction Report
Form 4
Grosvenor John C.
EVP and General Counsel
Transactions
- Tax Payment
Common Stock
2017-11-30$23.05/sh−5,303$122,234→ 60,593.601 total - Disposition to Issuer
Stock Options
2017-11-30−13,838→ 10,162 totalExercise: $13.29From: 2017-04-01Exp: 2025-05-15→ Common Stock (24,000 underlying) - Exercise/Conversion
Common Stock
2017-11-30$13.29/sh+10,162$135,053→ 65,896.601 total - Exercise/Conversion
Stock Options
2017-11-30−10,162→ 0 totalExercise: $13.29From: 2017-04-01Exp: 2017-05-15→ Common Stock (10,162 underlying)
Footnotes (2)
- [F1]Shares disposed to satisfy the Reporting Person's tax liability incurred by the exercise of the stock option reported herein.
- [F2]Represents stock options that were cancelled and returned to the Issuer in order to pay the exercise price associated with the exercise of the remaining 10,162 stock options.