BOREN KIMBERLY 4
4 · AutoWeb, Inc. · Filed Dec 11, 2017
Insider Transaction Report
Form 4
AutoWeb, Inc.AUTO
BOREN KIM
SVP Analytics & Advertisng Ops
Transactions
- Sale
Common Stock
2017-12-11$9.22/sh−10,000$92,196→ 41,260 total - Exercise/Conversion
Stock Option (Right to Buy)
2017-12-11−10,000→ 0 totalExercise: $4.30Exp: 2017-12-17→ Common Stock (10,000 underlying) - Exercise/Conversion
Common Stock
2017-12-11$4.30/sh+10,000$43,000→ 51,260 total
Footnotes (4)
- [F1]The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2017.
- [F2]Includes 40,000 shares of restricted stock that will vest one-third (1/3rd) on each anniversary of the date of grant over 3 years commencing on September 27, 2018.
- [F3]This transaction was executed in multiple trades at prices ranging from $9.05 to $9.50 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, the information regarding the number of shares and prices at which the transactions were effected.
- [F4]These derivative securities became exercisable as follows: 33 1/3% vested and became exercisable on December 17, 2011 and 1/36 vested and became exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on December 17, 2013.