4//SEC Filing
BOREN KIMBERLY 4
Accession 0001415889-18-000070
CIK 0001023364other
Filed
Jan 15, 7:00 PM ET
Accepted
Jan 16, 9:24 PM ET
Size
9.8 KB
Accession
0001415889-18-000070
Insider Transaction Report
Form 4
AutoWeb, Inc.AUTO
BOREN KIM
SVP Analytics & Advertisng Ops
Transactions
- Exercise/Conversion
Common Stock
2018-01-16$4.80/sh+5,739$27,547→ 46,999 total - Sale
Common Stock
2018-01-16$9.27/sh−5,739$53,192→ 41,260 total - Exercise/Conversion
Stock Option (Right to Buy)
2018-01-16−5,739→ 0 totalExercise: $4.80Exp: 2018-01-20→ Common Stock (5,739 underlying)
Footnotes (4)
- [F1]The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2017.
- [F2]Includes 40,000 shares of restricted stock that will vest one-third (1/3rd) on each anniversary of the date of grant over 3 years commencing on September 27, 2018.
- [F3]This transaction was executed in multiple trades at prices ranging from $9.20 to $9.50 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, the information regarding the number of shares and prices at which the transactions were effected.
- [F4]Subject to the achievement of certain performance goals of the Company in 2011, these derivative securities became exercisable as follows: 33 1/3% vested and became exercisable on January 20, 2012 and 1/36 vested and became exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on January 20, 2014.
Documents
Issuer
AutoWeb, Inc.
CIK 0001023364
Entity typeother
Related Parties
1- filerCIK 0001536909
Filing Metadata
- Form type
- 4
- Filed
- Jan 15, 7:00 PM ET
- Accepted
- Jan 16, 9:24 PM ET
- Size
- 9.8 KB