4//SEC Filing
Ozima Wesley 4
Accession 0001415889-18-000090
CIK 0001023364other
Filed
Jan 18, 7:00 PM ET
Accepted
Jan 19, 7:31 PM ET
Size
9.7 KB
Accession
0001415889-18-000090
Insider Transaction Report
Form 4
AutoWeb, Inc.AUTO
Ozima Wesley
Vice President and Controller
Transactions
- Sale
Common Stock
2018-01-19$8.81/sh−2,260$19,905→ 15,057 total - Exercise/Conversion
Stock Option (Right to Buy)
2018-01-19−2,260→ 0 totalExercise: $4.80Exp: 2018-01-20→ Common Stock (2,260 underlying) - Exercise/Conversion
Common Stock
2018-01-19$4.80/sh+2,260$10,848→ 17,317 total
Footnotes (4)
- [F1]The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2017.
- [F2]Includes 10,000 shares of restricted stock that will vest one-third (1/3rd) on each anniversary of the date of grant over 3 years commencing on September 27, 2018.
- [F3]This transaction was executed in multiple trades at prices ranging from $8.75 to $8.85 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, the information regarding the number of shares and prices at which the transactions were effected.
- [F4]Subject to the achievement of certain performance goals of the Company in 2011, these derivative securities became exercisable as follows: 33 1/3% vested and became exercisable on January 20, 2012 and 1/36 vested and became exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on January 20, 2014.
Documents
Issuer
AutoWeb, Inc.
CIK 0001023364
Entity typeother
Related Parties
1- filerCIK 0001458093
Filing Metadata
- Form type
- 4
- Filed
- Jan 18, 7:00 PM ET
- Accepted
- Jan 19, 7:31 PM ET
- Size
- 9.7 KB