|5Feb 13, 7:53 PM ET

JOLLIFF LEONARD BRUCE 5

5 · VIVOS INC · Filed Feb 13, 2018

Insider Transaction Report

Form 5
Period: 2017-12-31
Transactions
  • Award

    Common Stock

    2017-09-01+2,200,0003,340,334 total
  • Award

    Common Stock

    2017-09-01+1,100,0003,340,334 total
  • Award

    Series A Convertible Preferred Stock

    2017-09-01$1.00/sh+83,279$83,279197,979 total
    Exercise: $0.50From: 2017-09-01Common Stock (8,327,900 underlying)
Footnotes (3)
  • [F1]Represents grant of restricted stock units. Shares vested on January 10, 2018.
  • [F2]Represents grant of restricted stock units. Shares will vest in five equal installments on a quarterly basis beginning on December 31, 2017.
  • [F3]The Series A Convertible Preferred has no expiration date.

Documents

1 file
  • 5
    form5-02132018_040216.xmlPrimary