KATZAROFF JAMES C 5
5 · VIVOS INC · Filed Feb 16, 2018
Insider Transaction Report
Form 5
VIVOS INCRDGL
KATZAROFF JAMES C
DirectorCEO10% Owner
Transactions
- Sale
Common Stock
2017-05-17$0.10/sh−10,000$1,000→ 1,064,246 total - Sale
Common Stock
2017-05-24$0.12/sh−10,000$1,200→ 1,064,246 total - Sale
Common Stock
2017-04-07$0.12/sh−10,000$1,200→ 1,064,246 total - Conversion
Common Stock
2017-02-02$0.50/sh+1,545,400$772,700→ 1,064,246 total - Award
Common Stock
2017-07-21+1,500,000→ 1,064,246 total - Sale
Common Stock
2017-04-17$0.12/sh−10,000$1,200→ 1,064,246 total - Sale
Common Stock
2017-04-28$0.11/sh−10,000$1,100→ 1,064,246 total - Sale
Common Stock
2017-05-02$0.11/sh−20,000$2,200→ 1,064,246 total - Sale
Common Stock
2017-08-30$0.07/sh−11,882$832→ 1,064,246 total - Sale
Common Stock
2017-09-05$0.07/sh−22,141$1,550→ 1,064,246 total - Sale
Common Stock
2017-09-19$0.06/sh−10,000$600→ 1,064,246 total - Sale
Common Stock
2017-09-20$0.07/sh−15,000$1,050→ 1,064,246 total - Conversion
Series A Convertible Preferred Stock
2017-02-02−154,540→ 150,000 totalExercise: $0.50From: 2016-04-15→ Common Stock (1,545,400 underlying) - Sale
Common Stock
2017-05-01$0.12/sh−33,859$4,063→ 1,064,246 total - Sale
Common Stock
2017-06-06$0.09/sh−20,000$1,800→ 1,064,246 total - Sale
Common Stock
2017-07-24$0.08/sh−25,000$2,000→ 1,064,246 total - Sale
Common Stock
2017-09-15$0.06/sh−15,000$900→ 1,064,246 total - Sale
Common Stock
2017-10-09$0.08/sh−15,000$1,200→ 1,064,246 total - Award
Series A Convertible Preferred Stock
2017-05-31+10,000→ 10,000 total(indirect: By Spouse)Exercise: $0.50From: 2016-04-15→ Common Stock (100,000 underlying) - Award
Series A Convertible Preferred Stock
2017-07-21+150,000→ 150,000 totalExercise: $0.50From: 2016-04-15→ Common Stock (1,500,000 underlying) - Sale
Common Stock
2017-09-29$0.08/sh−25,000$2,000→ 1,064,246 total - Award
Common Stock
2017-05-31+600,000→ 600,540 total(indirect: By Spouse) - Sale
Common Stock
2017-03-30$0.13/sh−35,000$4,550→ 1,064,246 total - Sale
Common Stock
2017-03-31$0.14/sh−10,000$1,400→ 1,064,246 total - Sale
Common Stock
2017-04-11$0.13/sh−30,000$3,900→ 1,064,246 total - Sale
Common Stock
2017-04-20$0.12/sh−10,000$1,200→ 1,064,246 total - Sale
Common Stock
2017-04-28$0.11/sh−5,000$550→ 1,064,246 total - Sale
Common Stock
2017-05-04$0.11/sh−15,000$1,650→ 1,064,246 total - Sale
Common Stock
2017-05-23$0.10/sh−25,000$2,500→ 1,064,246 total - Sale
Common Stock
2017-07-21$0.08/sh−25,000$2,000→ 1,064,246 total - Sale
Common Stock
2017-07-25$0.08/sh−20,000$1,600→ 1,064,246 total - Sale
Common Stock
2017-08-07$0.07/sh−23,016$1,611→ 1,064,246 total - Sale
Common Stock
2017-09-11$0.07/sh−22,000$1,540→ 1,064,246 total
Footnotes (4)
- [F1]Shares issued to Reporting Person's spouse as payment of $66,092.56 owed for services rendered to the Issuer prior to Ms. Katzaroff's resignation.
- [F2]Shares issued to Reporting Person as payment of $206,071.51 owed for services rendered to the Issuer prior to the Reporting Person's resignation.
- [F3]See Exhibit 99.1 for additional transactions.
- [F4]The Series A Convertible Preferred Stock has no expiration date.