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4//SEC Filing

Baldock Philip Charles 4

Accession 0001415889-18-000521

CIK 0001645494other
View on SEC.govCompany Profile

Filed

Apr 1, 8:00 PM ET

Accepted

Apr 2, 9:00 PM ET

Size

15.7 KB

Accession

0001415889-18-000521

Insider Transaction Report

Form 4
Period: 2018-03-29
ARRIS International plcARRS
Baldock Philip Charles
SVP, CHIEF INFORMATION OFFICER
Transactions
  • Exercise/Conversion

    Restricted Shares (T) 170329

    2018-03-29−2,608→ 12,372 total
    Exercise: $0.00From: 2012-03-29→ Ordinary Shares (14,980 underlying)
  • Exercise/Conversion

    Ordinary Shares

    2018-03-29+2,608→ 11,207 total
  • Tax Payment

    Restricted Shares (T) 170329

    2018-03-29$26.27/sh−1,137$29,869→ 11,235 total
    Exercise: $0.00From: 2012-03-29→ Ordinary Shares (12,372 underlying)
  • Sale

    Ordinary Shares

    2018-03-29$26.30/sh−1,304$34,295→ 9,903 total
Holdings

  • Restricted Shares (T) 160707

    Exercise: $0.00From: 2020-07-07→ Ordinary Shares (12,008 underlying)
    12,008

  • Restricted Shares (P) 170329

    Exercise: $0.00From: 2020-01-31→ Ordinary Shares (29,960 underlying)
    29,960

  • Restricted Shares (P) 160707

    Exercise: $0.00From: 2019-01-31→ Ordinary Shares (32,020 underlying)
    32,020
Footnotes (6)
  • [F1]Represents the vested portion of a restricted stock unit grant converting to ordinary shares.
  • [F2]Shares sold subject to an existing Rule 10b5-1 Sales Plan.
  • [F3]Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
  • [F4]This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
  • [F5]Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units.
  • [F6]Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.

Documents

1 file

Issuer

ARRIS International plc

CIK 0001645494

→
Entity typeother

Related Parties

1
  • filerCIK 0001662683

Filing Metadata

Form type
4
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 9:00 PM ET
Size
15.7 KB
View on SEC.gov