Baldock Philip Charles 4

4 · ARRIS International plc · Filed Apr 2, 2018

Form 4

Period: 2018-03-29

SVP, CHIEF INFORMATION OFFICER

Transactions

Exercise/Conversion
Restricted Shares (T) 170329
2018-03-29−2,608→ 12,372 total
Exercise: $0.00From: 2012-03-29→ Ordinary Shares (14,980 underlying)
Exercise/Conversion
Ordinary Shares
2018-03-29+2,608→ 11,207 total
Tax Payment
Restricted Shares (T) 170329
2018-03-29$26.27/sh−1,137$29,869→ 11,235 total
Exercise: $0.00From: 2012-03-29→ Ordinary Shares (12,372 underlying)
Sale
Ordinary Shares
2018-03-29$26.30/sh−1,304$34,295→ 9,903 total

Holdings

Restricted Shares (T) 160707
Exercise: $0.00From: 2020-07-07→ Ordinary Shares (12,008 underlying)
12,008
Restricted Shares (P) 170329
Exercise: $0.00From: 2020-01-31→ Ordinary Shares (29,960 underlying)
29,960
Restricted Shares (P) 160707
Exercise: $0.00From: 2019-01-31→ Ordinary Shares (32,020 underlying)
32,020

Footnotes (6)

[F1]Represents the vested portion of a restricted stock unit grant converting to ordinary shares.
[F2]Shares sold subject to an existing Rule 10b5-1 Sales Plan.
[F3]Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
[F4]This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
[F5]Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units.
[F6]Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.

Documents

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