Baldock Philip Charles 4

4 · ARRIS International plc · Filed Apr 5, 2018

Form 4

Period: 2018-03-30

SVP, CHIEF INFORMATION OFFICER

Transactions

Award
Restricted Shares (P) 180330
2018-03-30+32,930→ 32,930 total
Exercise: $0.00From: 2021-01-31→ Ordinary Shares (32,930 underlying)
Award
Restricted Shares (T) 180330
2018-03-30+16,465→ 16,465 total
Exercise: $0.00From: 2022-03-30→ Ordinary Shares (16,465 underlying)

Holdings

Ordinary Shares
9,903
Restricted Shares (T) 160707
Exercise: $0.00From: 2020-07-07→ Ordinary Shares (12,008 underlying)
12,008
Restricted Shares (P) 160707
Exercise: $0.00From: 2019-01-31→ Ordinary Shares (32,020 underlying)
32,020
Restricted Shares (T) 170329
Exercise: $0.00From: 2012-03-29→ Ordinary Shares (11,235 underlying)
11,235
Restricted Shares (P) 170329
Exercise: $0.00From: 2020-01-31→ Ordinary Shares (29,960 underlying)
29,960

Footnotes (3)

[F1]Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.
[F2]This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
[F3]Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.

Documents

1 file