Home/Filings/4/0001415889-18-000606
4//SEC Filing

Johnson Ray O 4

Accession 0001415889-18-000606

CIK 0001045942other

Filed

Apr 11, 8:00 PM ET

Accepted

Apr 12, 7:40 PM ET

Size

16.3 KB

Accession

0001415889-18-000606

Insider Transaction Report

Form 4
Period: 2017-11-30
Transactions
  • Disposition to Issuer

    Options

    2017-11-305,8820 total
    Exercise: $7.20From: 2016-10-01Exp: 2021-09-30Common Stock (5,882 underlying)
  • Disposition to Issuer

    Options

    2017-11-3012,1950 total
    Exercise: $2.05From: 2017-04-01Exp: 2022-03-31Common Stock (12,195 underlying)
  • Award

    Options

    2017-11-30+5,8825,882 total
    Exercise: $1.24From: 2016-10-01Exp: 2021-09-30Common Stock (5,882 underlying)
  • Disposition to Issuer

    Options

    2017-11-309,1919,191 total
    Exercise: $4.50From: 2017-01-01Exp: 2021-12-31Common Stock (9,191 underlying)
  • Award

    Options

    2017-11-30+9,1919,191 total
    Exercise: $1.24From: 2017-01-01Exp: 2021-12-31Common Stock (9,191 underlying)
  • Award

    Options

    2017-11-30+12,19512,195 total
    Exercise: $1.24From: 2017-04-01Exp: 2022-03-31Common Stock (12,195 underlying)
Footnotes (1)
  • [F1]The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Issuer

Track Group, Inc.

CIK 0001045942

Entity typeother

Related Parties

1
  • filerCIK 0001684685

Filing Metadata

Form type
4
Filed
Apr 11, 8:00 PM ET
Accepted
Apr 12, 7:40 PM ET
Size
16.3 KB