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4//SEC Filing

FERGUSON KAREN M 4

Accession 0001415889-18-000631

CIK 0001045942other

View on SEC.gov Company Profile

Filed

Apr 16, 8:00 PM ET

Accepted

Apr 17, 4:24 PM ET

Size

25.3 KB

Accession

0001415889-18-000631

Insider Transaction Report

Form 4

Period: 2017-11-30

Track Group, Inc.TRCK

FERGUSON KAREN M

Director

Transactions

Award
Options
2018-01-26+9,191→ 9,191 total
Exercise: $1.15From: 2017-01-01Exp: 2021-12-31→ Common Stock (9,191 underlying)
Disposition to Issuer
Options
2017-11-30−9,000→ 0 total
Exercise: $5.00From: 2016-07-01Exp: 2023-06-30→ Common Stock (9,000 underlying)
Disposition to Issuer
Options
2018-01-26−9,191→ 0 total
Exercise: $4.50From: 2017-01-01Exp: 2021-12-31→ Common Stock (9,191 underlying)
Award
Options
2017-11-30+9,000→ 9,000 total
Exercise: $1.24From: 2016-07-01Exp: 2023-06-30→ Common Stock (9,000 underlying)
Disposition to Issuer
Options
2018-01-26−5,882→ 0 total
Exercise: $7.20From: 2016-10-01Exp: 2021-09-30→ Common Stock (5,882 underlying)
Award
Options
2018-01-26+5,882→ 5,882 total
Exercise: $1.15From: 2016-10-01Exp: 2021-09-30→ Common Stock (5,882 underlying)
Disposition to Issuer
Options
2018-01-26−3,529→ 0 total
Exercise: $7.20From: 2016-09-30Exp: 2021-09-29→ Common Stock (3,529 underlying)
Award
Options
2018-01-26+3,529→ 3,529 total
Exercise: $1.15From: 2016-09-30Exp: 2021-09-29→ Common Stock (3,529 underlying)
Disposition to Issuer
Options
2018-01-26−12,195
Exercise: $3.36From: 2017-04-01Exp: 2022-03-31→ Common Stock (12,195 underlying)
Award
Options
2018-01-26+12,195→ 12,195 total
Exercise: $1.15From: 2017-04-01Exp: 2022-03-31→ Common Stock (12,195 underlying)

Footnotes (2)

[F1]The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.
[F2]The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.15 per share, which modifications were approved in advance by the Issuer's Board of Directors on January 26, 2018. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Documents

1 file

4
form4-04172018_010423.xmlPrimary

Issuer

Track Group, Inc.

CIK 0001045942

Entity typeother

Related Parties

1

filerCIK 0001218775

Filing Metadata

Form type: 4
Filed: Apr 16, 8:00 PM ET
Accepted: Apr 17, 4:24 PM ET
Size: 25.3 KB

View on SEC.gov