GIN JERRY B 4

4 · VistaGen Therapeutics, Inc. · Filed Aug 31, 2018

Form 4

Period: 2018-08-29

Director

Transactions

Award
Stock Option (Right to Buy)
2018-08-29+35,000→ 35,000 total
Exercise: $1.50Exp: 2026-11-09→ Common Stock (35,000 underlying)
Award
Stock Option (Right to Buy)
2018-08-29+25,000→ 25,000 total
Exercise: $1.50Exp: 2026-06-19→ Common Stock (25,000 underlying)
Award
Stock Option (Right to Buy)
2018-08-29+25,000→ 25,000 total
Exercise: $1.50Exp: 2026-11-09→ Common Stock (25,000 underlying)
Award
Stock Option (Right to Buy)
2018-08-29+25,000→ 25,000 total
Exercise: $1.50From: 2018-08-29Exp: 2026-03-30→ Common Stock (25,000 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2018-08-29−25,000→ 0 total
Exercise: $8.00From: 2017-03-30Exp: 2026-03-30→ Common Stock (25,000 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2018-08-29−25,000→ 0 total
Exercise: $3.49Exp: 2026-06-19→ Common Stock (25,000 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2018-08-29−25,000→ 0 total
Exercise: $3.80Exp: 2026-11-09→ Common Stock (25,000 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2018-08-29−35,000→ 0 total
Exercise: $1.96Exp: 2026-11-09→ Common Stock (35,000 underlying)

Footnotes (7)

[F1]The reporting person agreed to cancellation of an option granted to him on 3/30/2016 in exchange for a new option having a lower exercise price.
[F2]The reporting person agreed to cancellation of an option granted to him on 6/19/2016 in exchange for a new option having a lower exercise price.
[F3]The option vests monthly over a period of four years commencing 6/19/2016.
[F4]The reporting person agreed to cancellation of an option granted to him on 11/9/2016 in exchange for a new option having a lower exercise price.
[F5]The option vests monthly over a period of three years commencing 11/9/2016.
[F6]The reporting person agreed to cancellation of an option granted to him on 4/26/2017 in exchange for a new option having a lower exercise price.
[F7]The option vests monthly over a period of three years commencing 4/26/2017.

Documents

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