HAWTHORN BANCSHARES, INC.·4

Sep 6, 2:26 PM ET

BRUEGENHEMKE KATHLEEN L 4

4 · HAWTHORN BANCSHARES, INC. · Filed Sep 6, 2018

Insider Transaction Report

Form 4
Period: 2018-08-31
Transactions
  • Exercise/Conversion

    Common Stock

    2018-08-31$14.20/sh+1,833$26,02918,389.15 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2018-08-311,833
    Exercise: $14.20From: 2009-09-22Exp: 2018-09-22Common Stock (1,833 underlying)
  • Tax Payment

    Common Stock

    2018-08-31$22.50/sh1,157$26,03317,232.15 total
Holdings
  • Common Stock

    (indirect: By Trust)
    43,708.56
  • Common Stock

    (indirect: By IRA)
    3,534
Footnotes (2)
  • [F1]This option was granted on September 22, 2008 and was originally reported as being exercisable for 1,238 shares of common stock at an exercise price of $21.01 per share, but has been adjusted to reflect the stock dividends declared by the Issuer subsequent to that date.
  • [F2]25% per year beginning September 22, 2009.

Documents

1 file
  • 4
    form4-09062018_110944.xmlPrimary