HAWTHORN BANCSHARES, INC.·4

Sep 25, 2:48 PM ET

TURNER DAVID T 4

4 · HAWTHORN BANCSHARES, INC. · Filed Sep 25, 2018

Insider Transaction Report

Form 4
Period: 2018-09-21
Transactions
  • Exercise/Conversion

    Common Stock

    2018-09-21$14.20/sh+9,514$135,09934,541.704 total
  • Tax Payment

    Common Stock

    2018-09-21$23.20/sh5,824$135,11728,717.704 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2018-09-219,5140 total
    Exercise: $14.20From: 2009-09-22Exp: 2018-09-22Common Stock (9,514 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    42,785.14
Footnotes (2)
  • [F1]This option was granted on September 22, 2008 and was originally reported as being exercisable for 6,426 shares of common stock at an exercise price of $21.01 per share, but has been adjusted to reflect the stock dividends declared by the Issuer subsequent to that date.
  • [F2]This option was originally reported as being exercisable for 739 shares on September 22, 2015, for 4,759 shares on September 22, 2016 and for 928 shares on September 22, 2017, but has been adjusted to reflect the stock dividend declared by the Issuer subsequent to the September 22, 2008 grant date.

Documents

1 file
  • 4
    form4-09252018_110902.xmlPrimary