Keller Michael R 4
4 · Super League Gaming, Inc. · Filed Jun 25, 2019
Insider Transaction Report
Form 4
Keller Michael R
Director
Transactions
- Purchase
Common Stock
2009-06-21$8.07/sh+3,300$26,634→ 100,301 total(indirect: By Trust)
Holdings
- 2,854(indirect: By Trust)
Common Stock
- 9,260(indirect: By Trust)
Common Stock Purchase Warrant
Exercise: $10.80From: 2018-03-14Exp: 2023-03-14→ Common Stock (9,260 underlying) - 54,465(indirect: By Trust)
Common Stock Purchase Warrant
Exercise: $9.35From: 2018-05-28Exp: 2023-05-28→ Common Stock (54,465 underlying) - 2,674(indirect: By Trust)
Common Stock Purchase Warrant
Exercise: $9.35From: 2018-08-17Exp: 2023-08-17→ Common Stock (2,674 underlying) - 21,070(indirect: By Trust)
Common Stock Purchase Warrant
Exercise: $9.35From: 2018-08-17Exp: 2023-08-17→ Common Stock (21,070 underlying) - 2,854(indirect: By Trust)
Common Stock
- 10,696(indirect: By Trust)
Common Stock Purchase Warrant
Exercise: $9.35From: 2018-05-30Exp: 2023-05-30→ Common Stock (10,696 underlying) - 2,674(indirect: By Trust)
Common Stock Purchase Warrant
Exercise: $9.35From: 2018-08-17Exp: 2023-08-17→ Common Stock (2,674 underlying)
Footnotes (3)
- [F1]Includes 91,546 shares issued to the Michael R. Keller Trust (the "Keller Trust") upon conversion of 9.00% Secured Convertible Promissory Notes (the "Notes") previously issued to the Keller Trust. The outstanding principal and all accrued but unpaid interest on the Notes were automatically converted into shares of the Issuer's common stock in connection with the Issuer's initial public offering on February 27, 2019.
- [F2]Includes 2,854 shares issued to the Keller 2004 IRR Trust FBO William (the "FBO William Trust") upon conversion of 9.00% Secured Convertible Promissory Notes (the "Notes") previously issued to the FBO William Trust. The outstanding principal and all accrued but unpaid interest on the Notes were automatically converted into shares of the Issuer's common stock in connection with the Issuer's initial public offering on February 27, 2019.
- [F3]Includes 2,854 shares issued to the Keller 2004 IRR Trust FBO Charles (the "FBO Charles Trust") upon conversion of 9.00% Secured Convertible Promissory Notes (the "Notes") previously issued to the FBO Charles Trust. The outstanding principal and all accrued but unpaid interest on the Notes were automatically converted into shares of the Issuer's common stock in connection with the Issuer's initial public offering on February 27, 2019.