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4//SEC Filing

Steigelfest David J. 4

Accession 0001415889-20-000326

CIK 0001621672other

Filed

Feb 12, 7:00 PM ET

Accepted

Feb 13, 9:17 PM ET

Size

13.0 KB

Accession

0001415889-20-000326

Insider Transaction Report

Form 4
Period: 2020-02-11
Steigelfest David J.
DirectorChief Product and Tech Officer
Transactions
  • Award

    Common Stock

    2020-02-11+31,50081,500 total
  • Disposition to Issuer

    Employee Stock Option

    2020-02-1132,000
    Exercise: $10.80From: 2019-06-16Exp: 2027-06-16Common Stock (32,000 underlying)
  • Disposition to Issuer

    Employee Stock Option

    2020-02-1129,16670,834 total
    Exercise: $10.80Exp: 2028-10-31Common Stock (70,834 underlying)
  • Disposition to Issuer

    Employee Stock Option

    2020-02-118,83425,833 total
    Exercise: $9.00From: 2017-06-16Exp: 2027-06-16Common Stock (8,834 underlying)
Holdings
  • Stock Option

    Exercise: $0.30From: 2014-10-16Exp: 2024-10-16Common Stock (116,667 underlying)
    116,667
Footnotes (2)
  • [F1]On February 11, 2020, the Issuer cancelled stock options granted to the Reporting Person under the Issuer's 2014 Employee Stock Option and Incentive Plan. In exchange for the cancelled stock options, the Reporting Person received 31,500 shares of restricted stock ("RSUs") which represents a right to receive one share of the Issuer's Common Stock or the cash equivalent thereof.
  • [F2]25% of the stock option vested on October 31, 2019, and the remainder have vested or will vest in equal monthly installments over a 36 month period to vest in full on October 31, 2022. Only the 29% of vested stock options were exchanged with the remaining unvested stock options to continue on the same vesting schedule as the initial stock option.

Issuer

Super League Gaming, Inc.

CIK 0001621672

Entity typeother

Related Parties

1
  • filerCIK 0001768935

Filing Metadata

Form type
4
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 9:17 PM ET
Size
13.0 KB