4//SEC Filing
Duffy Michael J 4
Accession 0001415889-21-001471
CIK 0001682325other
Filed
Mar 11, 7:00 PM ET
Accepted
Mar 12, 9:55 PM ET
Size
15.5 KB
Accession
0001415889-21-001471
Insider Transaction Report
Form 4
Duffy Michael J
CEO of Citybase
Transactions
- Sale
Common Stock
2021-03-10$7.88/sh−20,000$157,556→ 750,978 total - Sale
Common Stock
2021-03-11$8.08/sh−30,000$242,442→ 720,978 total - Purchase
Warrants
2021-03-10$1.05/sh+20,000$20,958→ 270,000 totalExercise: $11.50→ Common Stock (20,000 underlying) - Purchase
Warrants
2021-03-11$1.08/sh+80,000$86,576→ 350,000 totalExercise: $11.50→ Common Stock (80,000 underlying) - Purchase
Warrants
2021-03-12$1.05/sh+100,000$105,300→ 450,000 totalExercise: $11.50→ Common Stock (100,000 underlying)
Footnotes (6)
- [F1]This transaction was executed in multiple trades at prices ranging from $7.50 to $8.00. The price reported above reflects a weighted average sale price. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]This transaction was executed in multiple trades at prices ranging from $7.90 to $8.15. The price reported above reflects a weighted average sale price. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]Each warrant entitles its holder to purchase one share of common stock of the issuer at $11.50 per share, subject to adjustments. The issuer may call the warrants for redemption, in whole and not in part, at a price of $0.01 per warrant upon not less than 30 days' prior written notice of redemption to each warrant holder if the reported last sale price of common stock equals or exceeds $18.00 per share for any 20 trading days within a 30-trading day period ending on the third trading day prior to the date the issuer sends the notice of redemption to the warrant holders.
- [F4]This transaction was executed in multiple trades at prices ranging from $1.00 to $1.05. The price reported above reflects a weighted average purchase price. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F5]This transaction was executed in multiple trades at prices ranging from $1.00 to $1.09. The price reported above reflects a weighted average purchase price. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F6]This transaction was executed in multiple trades at prices ranging from $1.03 to $1.09. The price reported above reflects a weighted average purchase price. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Documents
Issuer
GTY Technology Holdings Inc.
CIK 0001682325
Entity typeother
Related Parties
1- filerCIK 0001793876
Filing Metadata
- Form type
- 4
- Filed
- Mar 11, 7:00 PM ET
- Accepted
- Mar 12, 9:55 PM ET
- Size
- 15.5 KB