Duffy Michael J 4
4 · GTY Technology Holdings Inc. · Filed Mar 12, 2021
Insider Transaction Report
Form 4
Duffy Michael J
CEO of Citybase
Transactions
- Sale
Common Stock
2021-03-10$7.88/sh−20,000$157,556→ 750,978 total - Sale
Common Stock
2021-03-11$8.08/sh−30,000$242,442→ 720,978 total - Purchase
Warrants
2021-03-10$1.05/sh+20,000$20,958→ 270,000 totalExercise: $11.50→ Common Stock (20,000 underlying) - Purchase
Warrants
2021-03-11$1.08/sh+80,000$86,576→ 350,000 totalExercise: $11.50→ Common Stock (80,000 underlying) - Purchase
Warrants
2021-03-12$1.05/sh+100,000$105,300→ 450,000 totalExercise: $11.50→ Common Stock (100,000 underlying)
Footnotes (6)
- [F1]This transaction was executed in multiple trades at prices ranging from $7.50 to $8.00. The price reported above reflects a weighted average sale price. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]This transaction was executed in multiple trades at prices ranging from $7.90 to $8.15. The price reported above reflects a weighted average sale price. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]Each warrant entitles its holder to purchase one share of common stock of the issuer at $11.50 per share, subject to adjustments. The issuer may call the warrants for redemption, in whole and not in part, at a price of $0.01 per warrant upon not less than 30 days' prior written notice of redemption to each warrant holder if the reported last sale price of common stock equals or exceeds $18.00 per share for any 20 trading days within a 30-trading day period ending on the third trading day prior to the date the issuer sends the notice of redemption to the warrant holders.
- [F4]This transaction was executed in multiple trades at prices ranging from $1.00 to $1.05. The price reported above reflects a weighted average purchase price. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F5]This transaction was executed in multiple trades at prices ranging from $1.00 to $1.09. The price reported above reflects a weighted average purchase price. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F6]This transaction was executed in multiple trades at prices ranging from $1.03 to $1.09. The price reported above reflects a weighted average purchase price. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.