BLOCK STEPHEN A 4
4 · ChromaDex Corp. · Filed Mar 17, 2021
Insider Transaction Report
Form 4
ChromaDex Corp.CDXC
BLOCK STEPHEN A
Director
Transactions
- Exercise/Conversion
Common Stock
2021-03-15$1.92/sh+32,500$62,400→ 49,167 total - Exercise/Conversion
Stock Options (right to buy)
2021-03-15−32,500→ 0 totalExercise: $1.92From: 2012-09-28Exp: 2022-08-27→ Common Stock (32,500 underlying) - Exercise/Conversion
Common Stock
2021-03-16$2.60/sh+20,000$52,100→ 36,667 total - Sale
Common Stock
2021-03-16$13.17/sh−20,000$263,400→ 16,667 total - Exercise/Conversion
Stock Options (right to buy)
2021-03-16−20,000→ 0 totalExercise: $2.60From: 2017-11-16Exp: 2026-11-15→ Common Stock (20,000 underlying) - Sale
Common Stock
2021-03-15$11.15/sh−32,500$362,375→ 16,667 total
Footnotes (4)
- [F1]The weighted average sale price for the transaction reported was $11.15, and the range of prices were between $11.10 and $11.25. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.
- [F2]The weighted average sale price for the transaction reported was $13.17, and the range of prices were between $13.10 and $13.34. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.
- [F3]The Options were granted on August 28, 2012 and vested 1/12th monthly from the grant date.
- [F4]The options were granted on November 16, 2016 and 100% vested on November 16, 2017.