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4//SEC Filing

BAKER DOUGLAS M JR 4

Accession 0001415889-21-004395

CIK 0000031462other

View on SEC.gov Company Profile

Filed

Sep 14, 8:00 PM ET

Accepted

Sep 15, 4:47 PM ET

Size

14.3 KB

Accession

0001415889-21-004395

Insider Transaction Report

Form 4

Period: 2021-09-14

BAKER DOUGLAS M JR

DirectorChairman, President & CEO

Transactions

Sale
Common Stock
2021-09-14$224.23/sh−144$32,289→ 623,927 total
Exercise/Conversion
Common Stock
2021-09-14$119.12/sh+173,036$20,612,048→ 796,963 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-09-14−173,036→ 0 total
Exercise: $119.12From: 2016-12-02Exp: 2025-12-02→ Common Stock (173,036 underlying)
Sale
Common Stock
2021-09-14$223.54/sh−172,892$38,647,759→ 624,071 total

Holdings

Common Stock
(indirect: By Trust)
72,850
Common Stock
(indirect: By Ecolab Savings Plan)
5,731.786
Common Stock
(indirect: By Trust)
72,500
Common Stock
(indirect: By Spouse)
7,050

Footnotes (4)

[F1]This transaction was executed in multiple trades at prices ranging from $223.215 to $224.210, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F2]This transaction was executed in multiple trades at prices ranging from $224.215 to $224.240, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F3]Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of August 31, 2021. Includes 24.986 UNITS acquired since the reporting person's last report. (The 5,731.786 UNITS are the equivalent of approximately 10,506 SHARES of the issuer's Common Stock.)
[F4]The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the grant.

Documents

1 file

4
form4-09152021_010920.xmlPrimary

Issuer

ECOLAB INC.

CIK 0000031462

Entity typeother

Related Parties

1

filerCIK 0001198753

Filing Metadata

Form type: 4
Filed: Sep 14, 8:00 PM ET
Accepted: Sep 15, 4:47 PM ET
Size: 14.3 KB

View on SEC.gov