SIPF ERIC D 4
4 · First Western Financial Inc · Filed Nov 10, 2021
Insider Transaction Report
Form 4
SIPF ERIC D
Director
Transactions
- Exercise/Conversion
Common Stock
2021-11-09$25.00/sh+1,101$27,525→ 183,455 total - Sale
Common Stock
2021-11-09$30.90/sh−1,101$34,021→ 182,354 total - Exercise/Conversion
Stock Option Right to Buy
2021-11-09−1,101→ 1,624 totalExercise: $25.00Exp: 2022-01-17→ Comon Stock (1,101 underlying) - Exercise/Conversion
Stock Option Right to Buy
2021-11-10−1,624→ 0 totalExercise: $25.00Exp: 2022-01-17→ Common Stock (1,624 underlying) - Sale
Common Stock
2021-11-10$30.90/sh−1,624$50,182→ 182,354 total - Exercise/Conversion
Common Stock
2021-11-10$25.00/sh+1,624$40,600→ 183,978 total
Holdings
- 7,086(indirect: By Foundation)
Common Stock
Footnotes (2)
- [F1]The reporting person serves as Chairman of the Eric & Susan Sipf Family Foundation. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F2]The stock options were granted on January 17, 2012. 20% of the options vested immediately and the remainder vested 20% annually for four years.