4//SEC Filing
SIPF ERIC D 4
Accession 0001415889-21-005129
CIK 0001327607other
Filed
Nov 9, 7:00 PM ET
Accepted
Nov 10, 5:23 PM ET
Size
14.4 KB
Accession
0001415889-21-005129
Insider Transaction Report
Form 4
SIPF ERIC D
Director
Transactions
- Exercise/Conversion
Common Stock
2021-11-09$25.00/sh+1,101$27,525→ 183,455 total - Sale
Common Stock
2021-11-09$30.90/sh−1,101$34,021→ 182,354 total - Exercise/Conversion
Stock Option Right to Buy
2021-11-09−1,101→ 1,624 totalExercise: $25.00Exp: 2022-01-17→ Comon Stock (1,101 underlying) - Exercise/Conversion
Stock Option Right to Buy
2021-11-10−1,624→ 0 totalExercise: $25.00Exp: 2022-01-17→ Common Stock (1,624 underlying) - Sale
Common Stock
2021-11-10$30.90/sh−1,624$50,182→ 182,354 total - Exercise/Conversion
Common Stock
2021-11-10$25.00/sh+1,624$40,600→ 183,978 total
Holdings
- 7,086(indirect: By Foundation)
Common Stock
Footnotes (2)
- [F1]The reporting person serves as Chairman of the Eric & Susan Sipf Family Foundation. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F2]The stock options were granted on January 17, 2012. 20% of the options vested immediately and the remainder vested 20% annually for four years.
Documents
Issuer
First Western Financial Inc
CIK 0001327607
Entity typeother
Related Parties
1- filerCIK 0001219797
Filing Metadata
- Form type
- 4
- Filed
- Nov 9, 7:00 PM ET
- Accepted
- Nov 10, 5:23 PM ET
- Size
- 14.4 KB