MAITLAND TRACY V 4
4 · ADVENT CONVERTIBLE & INCOME FUND · Filed Dec 29, 2021
Insider Transaction Report
Form 4
MAITLAND TRACY V
DirectorChairman, President & CEOOther
Transactions
- Sale
Common Stock
2021-12-28$17.70/sh−25,000$442,545→ 119,298 total(indirect: By LLC) - Sale
Common Stock
2021-12-29$17.77/sh−19,000$337,586→ 100,298 total(indirect: By LLC) - Sale
Common Stock
2021-12-27$17.89/sh−50,000$894,370→ 144,298 total(indirect: By LLC)
Footnotes (2)
- [F1]Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent.
- [F2]Totals include 41,250 shares which are directly held by Mr. Maitland.