4//SEC Filing
MAITLAND TRACY V 4
Accession 0001415889-21-006279
CIK 0001219120other
Filed
Dec 28, 7:00 PM ET
Accepted
Dec 29, 5:00 PM ET
Size
11.7 KB
Accession
0001415889-21-006279
Insider Transaction Report
Form 4
MAITLAND TRACY V
DirectorChairman, President & CEOOther
Transactions
- Sale
Common Stock
2021-12-28$17.70/sh−25,000$442,545→ 119,298 total(indirect: By LLC) - Sale
Common Stock
2021-12-29$17.77/sh−19,000$337,586→ 100,298 total(indirect: By LLC) - Sale
Common Stock
2021-12-27$17.89/sh−50,000$894,370→ 144,298 total(indirect: By LLC)
Footnotes (2)
- [F1]Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent.
- [F2]Totals include 41,250 shares which are directly held by Mr. Maitland.
Documents
Issuer
ADVENT CONVERTIBLE & INCOME FUND
CIK 0001219120
Entity typeother
Related Parties
1- filerCIK 0001251345
Filing Metadata
- Form type
- 4
- Filed
- Dec 28, 7:00 PM ET
- Accepted
- Dec 29, 5:00 PM ET
- Size
- 11.7 KB